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uniQure N.V. — Director's Dealing 2021
Sep 16, 2021
31312_dirs_2021-09-16_997c4df2-011d-4ff3-b847-14a810058bb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2021-09-15
Reporting Person: Kuta Alexander Edward III (Executive VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Ordinary Shares | M | 6000 | $5.31 | Acquired | 74871 | Direct |
| 2021-09-15 | Ordinary Shares | S | 6000 | $36.32 | Disposed | 68871 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Stock Option (Right to Buy) | $5.31 | M | 6000 | Disposed | 2027-01-23 | Ordinary Shares (6000) | Direct |
Footnotes
F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
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