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uniQure N.V. — Director's Dealing 2017
Jun 8, 2017
31312_dirs_2017-06-08_de8e809a-8983-4b8b-8d26-231c618315e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2017-03-21
Reporting Person: Petry Harald (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-21 | Ordinary Shares | M | 25422 | $3.2963 | Acquired | 25422 | Direct |
| 2017-03-21 | Ordinary Shares | S | 25422 | $6.0298 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-21 | Stock Option (right to buy) | $3.2963 | M | 25422 | Disposed | 2022-05-04 | Ordinary Shares (25422) | Direct |
Footnotes
F1: The Stock Option was exercised at a price of 3.07 Euros per share. The conversion from Euro to U.S. dollars ($) applied the exchange rate of 1.0737 Euros to U.S. dollars as of the exercise date (the "Exchange Rate").
F2: The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.
F3: The shares were sold at a price of 5.6159 Euros per share. The conversion from Euro to U.S. dollars applied the Exchange Rate.
F4: The Stock Option vested in full on February 6, 2014.