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Uniqa Insurance Group AG

Declaration of Voting Results & Voting Rights Announcements Jul 30, 2018

764_mrq_2018-07-30_9d10ede2-6f66-40c0-b1a8-f7356c38757e.pdf

Declaration of Voting Results & Voting Rights Announcements

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Publication Date: 30.07.2018 09:07 EANS-Voting Rights: UNIQA Insurance Group AG / Publication of a participation notification according to art. 135 para. 2 Stock Exchange Act - ATTACHMENT

Notification of voting rights transmitted by euro adhoc with the aim of a Europe-wide distribution. The issuer is responsible for the content of this announcement.

Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018 Vienna, 27.07.2018

Overview

  1. Issuer: UNIQA Insurance Group AG

  2. Reason for the notification: Acquisition or disposal of voting rights Other

  3. Person subject to notification obligation Acting in concert (Sec. 133 No. 7 BörseG 2018)

Firstname__ __Name/Surname_ __City_ Country____
RAIFFEISENLANDESBANK Vienna Austria
__ NIEDERÖSTERREICH-WIENAG_ _ _____
__ RLBNÖ-Wien_Holding_GmbH_ Vienna_ Austria____
RLB NÖ-Wien Vienna Austria
__ SektorbeteiligungsGmbH __ ______
Raiffeisen-Landesbank Innsbruck Austria
__ TirolAG___ __ ______
RLB Tirol Holding Innsbruck Austria
__ VerwaltungsGmbH_ __ ______
Raiffeisenlandesbank
Oberösterreich Linz Austria
__ Aktiengesellschaft_ ___ __
__ RLBOÖ_Sektorholding_GmbH Linz__ Austria_____
RLB OÖ
Unternehmensbeteiligungs Linz Austria
__ GmbH___ ___ __
Raiffeisen-Landesbank Graz Austria
__ SteiermarkAG_ ___ __
__ HSTBeteiligungs_GmbH Graz_ Austria____
__ HSEBeteiligungs_GmbH Graz_ Austria____
KONKRETA
Beteiligungsverwaltungs Graz Austria
__ GmbH___ ___ __
Raiffeisenlandesbank
Kärnten - Rechenzentrum
und Revisionsverband, Klagenfurt Austria
registrierte
Genossenschaft mit
__ beschränkterHaftung ___ __
__ RLBVerwaltungs_GmbH Klagenfurt_ Austria_____
RLB
Unternehmensbeteiligungs Klagenfurt Austria
__ GmbH___ ___ __
Raiffeisenlandesbank
Burgenland und Eisenstadt Austria
__ RevisionsverbandeGen__ __ ______
RLB Burgenland Eisenstadt Austria
__ SektorbeteiligungsGmbH __ ______
Raiffeisenverband Salzburg Austria
__ SalzburgeGen_ ___ __
Agroconsult Austria Salzburg Austria
__ Gesellschaftm.b.H_ _ _____
Raiffeisenlandesbank
Vorarlberg Waren- und
Revisionsverband Bregenz Austria
registrierte
Genossenschaft mit
__ beschränkterHaftung ___ __
Raiffeisen Bank Vienna Austria
__ InternationalAG_ __ ______
__ RZB-_BLS_Holding_GmbH_ Vienna__ Austria_____
RZB
Versicherungsbeteiligungs Vienna Austria
__ GmbH___ ___ __
UNIQA Versicherungsverein Vienna Austria
__ Privatstiftung__ __ ______
Austria
Versicherungsverein Vienna Austria
Beteiligungs-Verwaltungs
__ GmbH___ ___ __
Collegialität
Versicherungsverein Vienna Austria
__ Privatstiftung__ __ ______
  1. Name of shareholder(s): see sections 8. and 10.

  2. Date on which the threshold was crossed or reached: 27.07.2018

  3. Total positions

____________

% of voting


% of voting
rights through Total of both Total number of
rights attached financial/other in % (7.A + voting rights
to shares (7.A) instruments
7.B)

of issuer
__ _______________ (7.B.1+7.B.2) __ __

Resulting

situation on

the date on

62.51 %

0.00 %

62.51 %

309,000,000
which threshold
was crossed /
_reached __ __ __ __

Position of


previous

62.51 %

0.00 %

62.51 %

notification
(if_applicable) __ __ __ ___

_____________________________________________________________________________

Details 7. Notified details of the resulting situation:

|A: Voting | |rights | |attached to |

shares_

Number of

% of voting
ISIN_Code__ voting_rights_ ____rights__

Direct

Indirect

Direct

Indirect

(Sec 130
(Sec 133 BörseG (Sec 130 BörseG (Sec 133 BörseG
BörseG 2018) 2018)
2018)

___ ___ ___ 2018)__
AT0000821103_ __ ____193,143,303 _______________ ________62.51%
SUBTOTAL_A__ __193,143,303__ ____62.51%____
____________
B 1: Financial
/ Other
Instruments
pursuant to
Sec. 131 para.
1 No. 1 BörseG
2018____
Number of voting

rights that may

Type of
Expiration Date Exercise Period be % of voting

instrument
acquired if the rights
instrument is
__ __ __ exercised_ __
__ ___ _SUBTOTAL_B.1__ ____ __
___________
B 2:
Financial /
Other
Instruments
pursuant to
Sec. 131
para. 1 No.
2 BörseG
2018_

Type of
Expiration Exercise Physical / Number of % of voting
instrument Date
Period

Cash
voting rights rights
__ _ ___________ Settlement__ ____ ______
__ _ __ SUBTOTALB.2_ __ _
  1. Information in relation to the person subject to the notification obligation:

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:

________________
Financial/

No.


Name
Directly
controlled
Shares
held

other
instruments Total of


by No.
directly
held
both (%)

(%)
directly
__ ___ _ _ _(%) ____
RAIFFEISEN-HOLDING
NIEDERÖSTERREICH-WIEN

1
registrierte
Genossenschaft mit
__ beschränkter_Haftung__ _ _ __ _

2
RAIFFEISENLANDESBANK
1

__ NIEDERÖSTERREICH-WIEN_AG _ _ _ ____
3 RLBNÖ-Wien_Holding_GmbH __2_ _ __ ____

4
RLB NÖ-Wien
3

_ Sektorbeteiligungs_GmbH _ _ _ ____

5
Raiffeisen-Landesbank
__ Tirol_AG__ _ _ __ _

6
Raiffeisenbankengruppe
__ OÖ_Verbund_eGen_ _ _ __ _
Raiffeisenlandesbank

7
Oberösterreich
6

__ Aktiengesellschaft_ _ _ __ ____

8
RLB OÖ Sektorholding
7

__ GmbH___ _ _ __ ____
RLB OÖ

9
Unternehmensbeteiligungs 8
__ GmbH___ _ _ __ ____
10 RLB-Stmk_Verbund_eGen _ _ __ ____
11 RLB-Stmk_Holding_eGen _10_ _ __ _

12
Raiffeisen-Landesbank
11

__ Steiermark_AG___ _ _ __ _
13 HST_Beteiligungs_GmbH _12_ _ __ _
14 HSE_Beteiligungs_GmbH _13_ _ __ _
Raiffeisenlandesbank
Kärnten - Rechenzentrum

15
und Revisionsverband,
registrierte
Genossenschaft mit
__ beschränkter_Haftung__ _ _ __ _
16 RLB_Verwaltungs_GmbH_ _15_ _ __ _
RLB

17
Unternehmensbeteiligungs
__ GmbH___ _ _ __ ____
16
Raiffeisenlandesbank

18
Burgenland und
__ Revisionsverband_eGen_ _ _ __ _

19
Raiffeisenverband
__ Salzburg_eGen___ _ _ __ _

20
Agroconsult Austria
19

__ Gesellschaft_m.b.H_ _ _ __ ____
Raiffeisenlandesbank
Vorarlberg Waren- und

21
Revisionsverband
registrierte
Genossenschaft mit
__ beschränkter_Haftung__ _ _ __ _

22
Raiffeisen Bank
__ International_AG__ _ _ _ ____
23 RZB-BLS_Holding_GmbH_ _22_ _ __ _
RZB

24
Versicherungsbeteiligung 23
10.87 %

10.87 %
__ GmbH___ _ _ __ ____
UNIQA

25
Versicherungsverein
7.67 %

7.67 %
__ Privatstiftung__ _ _ __ _
Austria

26
Versicherungsverein
25

41.33 %

41.33 %
Beteiligungs-Verwaltungs
__ GmbH___ _ _ __ ____
Collegialität
27 Versicherungsverein
2.63 %

2.63 %
__ Privatstiftung__ _ _ __ _
  1. In case of proxy voting Date of general meeting: - Voting rights after general meeting: - is equivalent to - voting rights.

  2. Additional Information:

  3. Direct subsidiaries of Raiffeisen-Landesbanken resigned from the circle of reciprocal attribution pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as parties acting in concert (section 1 item 6 Austrian Takeover Act) based on the existing shareholders agreement regarding Raiffeisen Bank International AG (No. 22) ("RBI") between the companies listed above under section 8, No. 2, 5, 7, 12, 15, 18, 19 and 21 (Raiffeisen-Landesbanken) and No. 3, 4, 8, 9, 13, 14, 16, 17 and 20 (direct and indirect subsidiaries of Raiffeisen-Landesbanken) that each directly or indirectly hold shares in RBI ("RBI-Syndicate") due to disposals of shares in RBI to other companies of the circle of reciprocal attribution effective with 27.07.2018. This was established in the course of a simplification of the shareholding structure of the Raiffeisen-Landesbanken with respect to RBI.

  4. The voting rights arising from in sum 193,143,303 shares in UNIQA Insurance Group AG ("UNIQA") corresponding to a relevant interest of 62.51% attributable to RBI according to the UNQA-Syndicate (section 10.4) are also attributable to those companies pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as parties acting in concert (section 1 item 6 Austrian Takeover Act).

This attribution ceased for

  • RLB Tirol Holding Verwaltungs GmbH;
  • RLB Burgenland Sektorbeteiligungs GmbH;
  • KONKRETA Beteiligungsverwaltungs GmbH

effective with 27.07.2018. Thus these companies fell below the reporting thresholds of 50, 45, 40, 35, 30, 25, 20, 15, 10, 5 and 4%.

  1. Unaffected from the withdrawal of the companies mentioned above under section 10.1. from the circle of reciprocal attribution arising from the RBI-Syndicate, the voting rights arising from a total of 193,143,303 shares in UNIQA, corresponding to a relevant interest of 62.51% attributable to RBI pursuant to the UNQA-Syndicate (see section 10.4) are attributable to those companies listed above under section 8, No. 2, 5, 7, 12, 15, 18, 19 and 21 (Raiffeisen-Landesbanken) and No. 3, 4, 8, 9, 13, 14, 16, 17 and 20 (direct and indirect subsidiaries of Raiffeisen-Landesbanken) pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as parties acting in concert (section 1 item 6 Austrian Takeover Act). The voting rights are also still attributable pursuant to sections 132, 133 item 4 of the Austrian Stock Exchange Act 2018 to the companies (No. 1, 6, 10, 11) that hold controlling interests in the relevant Raiffeisen-Landesbank.

  2. It is also clarified that the reciprocal attribution of the voting rights arising from a total of 193,143,303 shares in UNIQA, corresponding to 62.51% pursuant to sections 132, 133 item 1 of the Austrian Stock Exchange Act 2018 to UNIQA Versicherungsverein Privatstiftung, Austria Versicherungsverein Beteiligungs-Verwaltungs GmbH, Collegialität Versicherungsverein Privatstiftung, RBI, RZB - BLS Holding GmbH and RZB Versicherungsbeteiligungs GmbH according to the shareholders' agreement ("UNIQA-Syndicate") remains unchanged. Vienna, 27.07.2018

Further inquiry note: UNIQA Insurance Group AG Communication Untere Donaustraße 21 A-1029 Wien Tel. : +43 (1) 21175-3414 E-Mail: [email protected] end of announcement euro adhoc -------------------------------------------------------------------------------- Attachments with Announcement: --------------------------------------------- http://resources.euroadhoc.com/documents/139/6/10191339/1/Stimmrechtsmeldung-UNIQA_en_final.pdf issuer: UNIQA Insurance Group AG Untere Donaustraße 21 A-1029 Wien phone: 01/211 75-0 FAX: mail: [email protected] WWW: http://www.uniqagroup.com ISIN: AT0000821103 indexes: ATX, WBI stockmarkets: Wien language: English

Aussendung übermittelt durch euro adhoc The European Investor Relations Service

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