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UNION STAR METALS LTD Major Shareholding Notification 2021

Oct 14, 2021

65987_rns_2021-10-14_dbd962fa-097a-4c09-9226-91ccd5cad471.pdf

Major Shareholding Notification

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604 GUIDE page 1/2 14[th] October 2021

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To:Company Name/Scheme
PVW RESOURCES LIMITED
ACN/ARSN
36 124 541 466
1. Details of substantial holder (1)
Name
Mr Jason Peterson
ACN/ARSN (if applicable)
n/a
There was a change in the interests of the
substantial holder on
30
/
09
/
2021
The previous notice was given to the company on
10
/
05
/
2021
The previous notice was dated
10
/
05
/
2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
Ordinaryfully paid(O.F.P.)
4,871,685
6.85%
5,417,139
7.46%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideratio
n given in
relation to
change(7)
Class and number
of securities
affected
Person’s votes
affected
Various
Sunset Capital Management Pty
Ltd
On Market
Purchase
$98,000.00
400,000
400,000
29/09/2021
Sunset Capital Management Pty
Ltd
Purchase via off
market transfer
$17,071.83
126,458
126,458
29/09/2021
Professional Payment Services P/L
Sale via off
market transfer
$17,071.83
(126,458)
(126,458)
28/01/2021
Cps Capital No 4 Pty Ltd
Broker shares
from Placement
$29,090.80
145,454
145,454
To:Company Name/Scheme
PVW RESOURCES LIMITED
ACN/ARSN
36 124 541 466
1. Details of substantial holder (1)
Name
Mr Jason Peterson
ACN/ARSN (if applicable)
n/a
There was a change in the interests of the
substantial holder on
30
/
09
/
2021
The previous notice was given to the company on
10
/
05
/
2021
The previous notice was dated
10
/
05
/
2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
Ordinaryfully paid(O.F.P.)
4,871,685
6.85%
5,417,139
7.46%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideratio
n given in
relation to
change(7)
Class and number
of securities
affected
Person’s votes
affected
Various
Sunset Capital Management Pty
Ltd
On Market
Purchase
$98,000.00
400,000
400,000
29/09/2021
Sunset Capital Management Pty
Ltd
Purchase via off
market transfer
$17,071.83
126,458
126,458
29/09/2021
Professional Payment Services P/L
Sale via off
market transfer
$17,071.83
(126,458)
(126,458)
28/01/2021
Cps Capital No 4 Pty Ltd
Broker shares
from Placement
$29,090.80
145,454
145,454
PVW RESOURCES LIMITED
36 124 541 466
Mr Jason Peterson
n/a

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be
registered as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s votes
Sunset Capital Management Pty
Ltd
Sunset Capital Management Pty
Ltd
Sunset Capital Management Pty
Ltd
Direct 2,578,958 2,578,958
Celtic Capital Pty Ltd
Celtic Capital Pty Ltd
Celtic Capital Pty Ltd
Direct 2,253,333 2,253,333

604 GUIDE page 2/2 14[th] October 2021

Celtic Capital P/L
Celtic Capital P/L
Celtic Capital P/L
Direct 100,000 100,000
Celtic Capital P/L Celtic Capital P/L Celtic Capital P/L Direct 339,394 339,394
Cps Capital No 4 Pty Ltd Cps Capital No 4 Pty Ltd Cps Capital No 4 Pty Ltd Direct 145,454 145,454

6. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name andACN/ARSN(ifapplicable) Nature ofassociation
Sunset Capital Management PtyLtd Trustee
Celtic Capital Pty Ltd Director
Celtic Capital P/L Director
Celtic Capital P/L Director
Cps Capital No 4 PtyLtd Director

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Sunset Capital Management Pty Ltd C/- PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital Pty Ltd C/- PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital P/L C/- PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital P/L C/- PO Box Z5467, St Georges Tce, Perth WA 6831
Cps Capital No 4 Pty Ltd C/- PO Box Z5467, St Georges Tce, Perth WA 6831

Signature

print name Mr Jason Peterson capacity I.M.O.R. Director & Trustee
sign here date 14
/
10
/
2021