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UNION STAR METALS LTD — Major Shareholding Notification 2021
Oct 14, 2021
65987_rns_2021-10-14_dbd962fa-097a-4c09-9226-91ccd5cad471.pdf
Major Shareholding Notification
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604 GUIDE page 1/2 14[th] October 2021
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Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| – | – | – | – |
|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
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| To:Company Name/Scheme PVW RESOURCES LIMITED ACN/ARSN 36 124 541 466 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 30 / 09 / 2021 The previous notice was given to the company on 10 / 05 / 2021 The previous notice was dated 10 / 05 / 2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinaryfully paid(O.F.P.) 4,871,685 6.85% 5,417,139 7.46% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideratio n given in relation to change(7) Class and number of securities affected Person’s votes affected Various Sunset Capital Management Pty Ltd On Market Purchase $98,000.00 400,000 400,000 29/09/2021 Sunset Capital Management Pty Ltd Purchase via off market transfer $17,071.83 126,458 126,458 29/09/2021 Professional Payment Services P/L Sale via off market transfer $17,071.83 (126,458) (126,458) 28/01/2021 Cps Capital No 4 Pty Ltd Broker shares from Placement $29,090.80 145,454 145,454 |
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| To:Company Name/Scheme PVW RESOURCES LIMITED ACN/ARSN 36 124 541 466 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 30 / 09 / 2021 The previous notice was given to the company on 10 / 05 / 2021 The previous notice was dated 10 / 05 / 2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinaryfully paid(O.F.P.) 4,871,685 6.85% 5,417,139 7.46% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideratio n given in relation to change(7) Class and number of securities affected Person’s votes affected Various Sunset Capital Management Pty Ltd On Market Purchase $98,000.00 400,000 400,000 29/09/2021 Sunset Capital Management Pty Ltd Purchase via off market transfer $17,071.83 126,458 126,458 29/09/2021 Professional Payment Services P/L Sale via off market transfer $17,071.83 (126,458) (126,458) 28/01/2021 Cps Capital No 4 Pty Ltd Broker shares from Placement $29,090.80 145,454 145,454 |
PVW RESOURCES LIMITED | ||
| 36 124 541 466 | |||
| Mr Jason Peterson | |||
| n/a |
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Sunset Capital Management Pty Ltd |
Sunset Capital Management Pty Ltd |
Sunset Capital Management Pty Ltd |
Direct | 2,578,958 | 2,578,958 |
| Celtic Capital Pty Ltd |
Celtic Capital Pty Ltd |
Celtic Capital Pty Ltd |
Direct | 2,253,333 | 2,253,333 |
604 GUIDE page 2/2 14[th] October 2021
| Celtic Capital P/L |
Celtic Capital P/L |
Celtic Capital P/L |
Direct | 100,000 | 100,000 |
|---|---|---|---|---|---|
| Celtic Capital P/L | Celtic Capital P/L | Celtic Capital P/L | Direct | 339,394 | 339,394 |
| Cps Capital No 4 Pty Ltd | Cps Capital No 4 Pty Ltd | Cps Capital No 4 Pty Ltd | Direct | 145,454 | 145,454 |
6. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| Sunset Capital Management PtyLtd | Trustee |
| Celtic Capital Pty Ltd | Director |
| Celtic Capital P/L | Director |
| Celtic Capital P/L | Director |
| Cps Capital No 4 PtyLtd | Director |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Sunset Capital Management Pty Ltd | C/- PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital Pty Ltd | C/- PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital P/L | C/- PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital P/L | C/- PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Cps Capital No 4 Pty Ltd | C/- PO Box Z5467, St Georges Tce, Perth WA 6831 |
Signature
| print name | Mr Jason Peterson | capacity | I.M.O.R. | Director | & Trustee | |
|---|---|---|---|---|---|---|
| sign here | date | 14 / |
10 | / |
2021 |
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