UNION PACIFIC CORP — Director's Dealing 2020

Dec 15, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNION PACIFIC CORP (UNP)
CIK: 0000100885
Period of Report: 2020-12-14

Reporting Person: Richardson Craig V (EVP CLO & Corp Sec)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7877	Direct
Common Stock	1490.392	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$124.86	2028-02-08	Common Stock (2151)		Direct
Non-Qualified Stock Option (right to buy)	$161.57	2029-02-07	Common Stock (2766)		Direct
Non-Qualified Stock Option (right to buy)	$186.11	2030-02-06	Common Stock (3729)		Direct

Footnotes

F1: Includes unvested restricted stock units and unvested Long Term Plan performance units.

F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

F3: This option becomes exercisable in three equal installments starting one year from the grant date.