Unilever PLC — Director's Dealing 2021

Mar 4, 2021

6-K 1 a2494r.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2021 Issuer Direct Corporation a2494r

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of February , 2021

UNILEVER PLC

(Translation of registrant's name into English)

UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F..X.. Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(1):_____

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(7):_____

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No .X..

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82- _

Exhibit 99 attached hereto is incorporated herein by reference.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

UNILEVER PLC
/S/ R SOTAMAA By R SOTAMAA CHIEF LEGAL OFFICER AND GROUP SECRETARY

Date 4 March 2021

Rule Below Paragraph

EXHIBIT INDEX

EXHIBIT NUMBER

EXHIBIT DESCRIPTION

99

Notice to London Stock Exchange

Exhibit 99

This Report on Form 6-K contains the following:

| Exhibit | 99.1 | Stock Exchange announcement dated | 09
February 2021 | entitled | Director/PDMR
Shareholding |
| --- | --- | --- | --- | --- | --- |
| Exhibit | 99.2 | Stock Exchange announcement dated | 22
February 2021 | entitled | Director/PDMR
Shareholding |

anchor Exhibit 99.1:

RNS Number : 5197O

Unilever PLC

09 February 2021

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Susan Kilsby | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive Director | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Purchase of shares. | |
| c) | Currency | GBP - British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.031 | 1,000 |
| e) | Aggregated information - Volume - Total | 1,000 £40,031 | |
| f) | Date of the transaction | 2021-02-08 | |
| g) | Place of the transaction | London Stock Exchange - XLON | |

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John Rishton | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive Director | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Purchase of shares. | |
| c) | Currency | GBP - British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £39.51 | 1,256 |
| e) | Aggregated information - Volume - Total | 1,256 £49,624.56 | |
| f) | Date of the transaction | 2021-02-09 | |
| g) | Place of the transaction | London Stock Exchange - XLON | |

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Graeme Pitkethly | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Financial Officer (Director) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Purchase of shares under the Unilever PLC Share Incentive
Plan. | |
| c) | Currency | GBP - British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.024 | 3 |
| e) | Aggregated information - Volume - Total | 3 £120.07 | |
| f) | Date of the transaction | 2021-02-08 | |
| g) | Place of the transaction | London Stock Exchange - XLON | |

Exhibit 99.2:

RNS Number : 8792P

Unilever PLC

22 February 2021

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Conny Braams | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Digital and Marketing Officer (a member of the Unilever
Leadership Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | GBP - British Pound and EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.06 €46.015 | 1,518.613281 1,514.934452 |
| e) | Aggregated information - Volume - Total | 1,518.613281 / 1,514.934452 £60,835.65/ €69,709.71 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Marc Engel | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Supply Chain Officer (a member of the Unilever Leadership
Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | €46.015 | 7,778.713622 |
| e) | Aggregated information - Volume - Total | 7,778.713622 €357,937.51 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Sunny Jain | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President, Beauty & Personal Care (a member of the Unilever
Leadership Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | A transition award of June 2019, under the Unilever Share Plan
2017, has vested (at the performance ratio of 83%). | |
| c) | Currency | USD - United States Dollar | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | $55.74 | 15,953 |
| e) | Aggregated information - Volume - Total | 15,953 $889,220.22 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | New York Stock Exchange - XNYS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan Jope | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Executive Officer (Director) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC ADR shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | USD - United States Dollar | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | $55.74 | 7,985 |
| e) | Aggregated information - Volume - Total | 7,985 $445,083.90 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | New York Stock Exchange - XNYS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Peter Ter Kulve | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President, Home Care (a member of the Unilever Leadership
Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | €46.015 | 6,129.150675 |
| e) | Aggregated information - Volume - Total | 6,129.150675 €282,032.87 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Sanjiv Mehta | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President, South Asia (a member of the Unilever Leadership
Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 90%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | GBP - British Pound and EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.06 €46.015 | 2,072.211849 2,067.191756 |
| e) | Aggregated information - Volume - Total | 2,072.211849 / 2,067.191756 £83,012.81 / €95,121.83 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Leena Nair | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief HR Officer (a member of the Unilever Leadership
Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | GBP - British Pound and EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.06 €46.015 | 3,552.395632 3,543.790376 |
| e) | Aggregated information - Volume - Total | 3,552.395632 / 3,543.790376 £142,308.97 / €163,067.51 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nitin Paranjpe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Operating Officer (a member of the Unilever Leadership
Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | €46.015 | 9,050.582313 |
| e) | Aggregated information - Volume - Total | 9,050.582313 €416,462.55 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Graeme Pitkethly | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Financial Officer (Director) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | i) Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. ii) In addition Unilever PLC Ordinary shares of 3 1/9p each have
vested (at the performance ratio of 52%) based on the February 2017
conditional rights awards pursuant to the Global Share Incentive
Plan 2007. | |
| c) | Currency | GBP - British Pound and EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | i) £40.06 €46.015 ii) £39.80 €45.805 | i) 5,043.100002 7,321.031813 ii) 5,030.884341 7,316.706983 |
| e) | Aggregated information - Volume - Total | i) 5,043.100002 / 7,321.031813 ii) 5,030.884341 / 7,316.706983 i) £202,026.59/ €231,496.14 ii) £291,377.07/ €335,141.76 | |
| f) | Date of the transaction | i) 2021-02-16 ii) 2021-02-17 | |
| g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Ritva Sotamaa | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Legal Officer and Group Secretary ( a member of the Unilever
Leadership Executive) | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the
performance ratio of 83%) based on the May 2017 conditional rights
awards pursuant to the Management Co-Investment Plan (MCIP) made
under the Unilever Share Incentive Plan 2017. | |
| c) | Currency | GBP - British Pound and EUR - Euro | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £40.06 €46.015 | 2,841.916358 2,835.032103 |
| e) | Aggregated information - Volume - Total | 2,841.916358 / 2,835.032103 £113,847.17 / €130,454.00 | |
| f) | Date of the transaction | 2021-02-16 | |
| g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS | |

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