Foreign Filer Report • Jan 12, 2009
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Download Source File6-K 1 ulvr200812306k.htm DIRECTOR/PDMR SHAREHOLDING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
For the month of December 2008 UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X.. Form 40-F..... Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ..... No .X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ____
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UNILEVER PLC /S/ S H M A Dumoulin By S H M A Dumoulin Secretary Date: 30 December, 2008 EXHIBIT INDEX ------------- EXHIBIT NUMBER EXHIBIT DESCRIPTION 99 Notice to London Stock Exchange dated 30 December, 2008 Director/PDMR Shareholding Exhibit 99
Annex DTR3 Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer UNILEVER PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the
Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
| --- | --- | --- | --- |
| 3. | Name of person discharging managerial responsibilities/director MR P J CESCAU | 4. | State whether notification relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected
person N/A |
| 5. | Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a non - beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE | 6. | Description of shares (including class), debentures or derivatives
or financial instruments relating to shares ORDINARY 3 1/9P SHARES |
| 7. | Name of registered shareholders(s) and, if more than one, the
number of shares held by each of them N/A | 8. | State the nature of the transaction EXERCISE AND SALE OF SHARES AWARDED 24 MARCH 1999 UNDER THE
UNILEVER PLC 1997 EXECUTIVE SHARE OPTION SCHEME |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired 33,750 EXERCISED | 10. | Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage) NEGLIGIBLE |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed 29,614 SOLD | 12. | Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage) NEGLIGIBLE |
| 13. | Price per share or value of transaction Exercise Price = 1233.0000p Sale Price = 1557.2847p | 14. | Date and place of transaction 30 DECEMBER 2008, UK |
| 15. | Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken
into account when calculating percentage) 121,757 0.009% | 16. | Date issuer informed of transaction 30 DECEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant N/A | 18. | Period during which or date on which exercisable N/A |
|---|---|---|---|
| 19. | Total amount paid (if any) for grant of the option N/A | 20. | Description of shares or debentures involved (class and number) N/A |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A | 22. | Total number of shares or debentures over which options held |
| following notification N/A |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH – DEPUTY SECRETARY Date of notification 30 DECEMBER 2008
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a derivative relating
the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16,
23 and 24. |
Annex DTR3 Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer UNILEVER PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the
Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
| --- | --- | --- | --- |
| 3. | Name of person discharging managerial responsibilities/director MR H MANWANI | 4. | State whether notification relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected
person N/A |
| 5. | Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a non - beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE | 6. | Description of shares (including class), debentures or derivatives
or financial instruments relating to shares ORDINARY 3 1/9P SHARES |
| 7. | Name of registered shareholders(s) and, if more than one, the
number of shares held by each of them N/A | 8. | State the nature of the transaction EXERCISE AND SALE OF SHARES AWARDED 24 MARCH 1999 UNDER THE
UNILEVER PLC 1997 EXECUTIVE SHARE OPTION SCHEME |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired 9,113 EXERCISED | 10. | Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage) NEGLIGIBLE |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed 9,113 SOLD | 12. | Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage) NEGLIGIBLE |
| 13. | Price per share or value of transaction Exercise Price = 1233p Sale Price = 1563p | 14. | Date and place of transaction 23 DECEMBER 2008, UK |
| 15. | Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken
into account when calculating percentage) 53,441 0.004% | 16. | Date issuer informed of transaction 30 DECEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant N/A | 18. | Period during which or date on which exercisable N/A |
|---|---|---|---|
| 19. | Total amount paid (if any) for grant of the option N/A | 20. | Description of shares or debentures involved (class and number) N/A |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A | 22. | Total number of shares or debentures over which options held |
| following notification N/A |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH – DEPUTY SECRETARY Date of notification 30 DECEMBER 2008
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a derivative relating
the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16,
23 and 24. |
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