Foreign Filer Report • Nov 14, 2008
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Download Source File6-K 1 ulvr200811076k.htm DIRECTOR/PDMR SHAREHOLDING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
For the month of November 2008 UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X.. Form 40-F..... Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ..... No .X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ____
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UNILEVER PLC /S/ S H M A Dumoulin By S H M A Dumoulin Secretary Date: 07 November 2008 EXHIBIT INDEX ------------- EXHIBIT NUMBER EXHIBIT DESCRIPTION 99 Notice to London Stock Exchange dated 07 November 2008 Director/PDMR Shareholding Exhibit 99
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer UNILEVER PLC | 2. | State whether the notification relates to (i)
a transaction notified in accordance with DTR 3.1.2
R, (ii) a disclosure made in accordance LR 9.8.6R(1)
or (iii) a disclosure made in accordance with section
793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
| --- | --- | --- | --- |
| 3. | Name of person discharging managerial responsibilities/director MR D BAILLIE | 4. | State whether notification relates to a
person connected with a person discharging
managerial r esponsibilities/director named in 3 and identify
the connected person N/A |
| 5. | Indicate whether the notification is in respect of
a holding of the person referred to in 3 or 4 above
or in respect of a non - beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3
ABOVE | 6. | Description of shares (including class), debentures
or derivatives or financial instruments relating to
shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
| 7. | Name of registered shareholders(s) and, if
more than one, the number of shares held by each
of them N/A | 8. | State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO
THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired 2,248 | 10. | Percentage of issued class acquired (treasury
shares of that class should not be taken into account
when calculating percentage) NEGLIGIBLE |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed N/A | 12. | Percentage of issued class disposed (treasury
shares of that class should not be taken into account
when calculating percentage) N/A |
| 13. | Price per share or value of transaction N/A | 14. | Date and place of transaction N/A |
|---|---|---|---|
| 15. | Total holding following notification and | ||
| total percentage holding following notification | |||
| (any treasury shares should not be taken into | |||
| account when calculating percentage) N/A | 16. | Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant 06 NOVEMBER 2008 | 18. | Period during which or date on which
exercisable 06 NOVEMBER 2011 |
| --- | --- | --- | --- |
| 19. | Total amount paid (if any) for grant of the
option N/A | 20. | Description of shares or debentures involved
(class and number) ORDINARY 3 1/9P SHARES |
| 21. | Exercise price (if fixed at time of grant)
or indication that price is to be fixed at the time
of exercise 1439.00p | 22. | Total number of shares or debentures over
which options held following notification 26,234 (number of shares in which has an interest pursuant
to the Unilever global share incentive plan 2007) |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a
transaction relating to the shares or debentures of the issuer should
complete boxes 1 to 16, 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a
derivative relating the shares of the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of
options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a
financial instrument relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer UNILEVER PLC | 2. | State whether the notification relates to (i)
a transaction notified in accordance with DTR 3.1.2
R, (ii) a disclosure made in accordance LR 9.8.6R(1)
or (iii) a disclosure made in accordance with section
793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
| --- | --- | --- | --- |
| 3. | Name of person discharging managerial responsibilities/director PROFESSOR G BERGER | 4. | State whether notification relates to a
person connected with a person discharging
managerial r esponsibilities/director named in 3 and identify
the connected person N/A |
| 5. | Indicate whether the notification is in respect of
a holding of the person referred to in 3 or 4 above or in respect of a
non - beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3
ABOVE | 6. | Description of shares (including class), debentures
or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
| 7. | Name of registered shareholders(s) and, if more
than one, the number of shares held by each of them N/A | 8. | State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO
THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired 14,160 | 10. | Percentage of issued class acquired (treasury
shares of that class should not be taken into account when calculating
percentage) 0.001% |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed N/A | 12. | Percentage of issued class disposed (treasury
shares of that class should not be taken into account when calculating
percentage) N/A |
| 13. | Price per share or value of transaction N/A | 14. | Date and place of transaction N/A |
| 15. | Total holding following notification and total
percentage holding following notification (any treasury shares should
not be taken into account when calculating percentage) N/A | 16. | Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant 06 NOVEMBER 2008 | 18. | Period during which or date on which
exercisable 06 NOVEMBER 2011 |
| --- | --- | --- | --- |
| 19. | Total amount paid (if any) for grant of the
option N/A | 20. | Description of shares or debentures involved (class
and number) ORDINARY 3 1/9P SHARES |
| 21. | Exercise price (if fixed at time of grant)
or indication that price is to be fixed at the time of
exercise 1439.00p | 22. | Total number of shares or debentures over which
options held following notification 14,160 (number of shares in which has an interest pursuant
to the Unilever global share incentive plan 2007) |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a
transaction relating to the shares or debentures of the issuer should
complete boxes 1 to 16, 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a
derivative relating the shares of the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of
options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a
financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23
and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer UNILEVER PLC | 2. | State whether the notification relates to (i)
a transaction notified in accordance with DTR 3.1.2
R, (ii) a disclosure made in accordance LR 9.8.6R(1)
or (iii) a disclosure made in accordance with section
793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
| --- | --- | --- | --- |
| 3. | Name of person discharging managerial responsibilities/director MR P POLMAN | 4. | State whether notification relates to a
person connected with a person discharging
managerial r esponsibilities/director named in 3 and identify
the connected person N/A |
| 5. | Indicate whether the notification is in respect of
a holding of the person referred to in 3 or 4 above or in respect of a
non - beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3
ABOVE | 6. | Description of shares (including class), debentures
or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
| 7. | Name of registered shareholders(s) and, if more
than one, the number of shares held by each of them N/A | 8. | State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES
PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE
PLAN 2007 CONDITIONAL RESTRICTED STOCK GRANT PURSUANT
TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007, WHICH WILL
VEST IN THREE EQUAL INSTALMENTS FOLLOWING THE DATE OF
GRANT. |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired 58,752 67,653 | 10. | Percentage of issued class acquired (treasury
shares of that class should not be taken into account when calculating
percentage) 0.0 05 % 0.005% |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed N/A | 12. | Percentage of issued class disposed (treasury
shares of that class should not be taken into account when calculating
percentage) N/A |
| 13. | Price per share or value of transaction N/A | 14. | Date and place of transaction N/A |
| 15. | Total holding following notification and total
percentage holding following notification (any treasury shares should
not be taken into account when calculating percentage) N/A | 16. | Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant 06 NOVEMBER 2008 | 18. | Period during which or date on which
exercisable 06 NOVEMBER 2011 1/3 will vest after one year from date of
grant, 1/3 will vest after two years from date of grant, and
1/3 will vest after three years from date of grant |
| --- | --- | --- | --- |
| 19. | Total amount paid (if any) for grant of the
option N/A | 20. | Description of shares or debentures involved (class
and number) ORDINARY 3 1/9P SHARES |
| 21. | Exercise price (if fixed at time of grant)
or indication that price is to be fixed at the time of
exercise 1439.00p | 22. | Total number of shares or debentures over which
options held following notification 126,405 (number of shares in which has an interest pursuant
to the Unilever global share incentive plan 2007) |
| 23. | Any additional information N/A | 24. | Name of contact and telephone number for
queries JULIAN THURSTON +44(0)207 8226707 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a
transaction relating to the shares or debentures of the issuer should
complete boxes 1 to 16, 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a
derivative relating the shares of the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of
options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a
financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23
and 24. |
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