Foreign Filer Report • Dec 11, 2008
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Download Source File6-K 1 ulvr200812046k2.htm DIRECTOR/PDMR SHAREHOLDING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
For the month of December 2008 UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X.. Form 40-F..... Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ..... No .X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ____
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UNILEVER PLC /S/ S H M A Dumoulin By S H M A Dumoulin Secretary Date: 04 December 2008 EXHIBIT INDEX ------------- EXHIBIT NUMBER EXHIBIT DESCRIPTION 99 Notice to London Stock Exchange dated 04 December 2008 Director/PDMR Shareholding Exhibit 99
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
| (1) | An issuer making a
notification in respect of a transaction relating to
the shares or debentures of
the issuer should complete boxes 1 to 16, 23 and
24. |
| --- | --- |
| (2) | An issuer making a
notification in respect of a derivative relating to
the shares of the issuer should
complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24. |
| (3) | An issuer making a
notification in respect of options granted to a director/person
discharging managerial responsibilities should complete boxes 1
to 3 and 17 to 24. |
| (4) | An issuer making a
notification in respect of a financial instrument relating
to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24. |
Please complete all relevant boxes in block capital letters.
UNILEVER PLC
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
(i) a transaction notified in accordance with DR 3.1.4R(1)(a)
MR A J OGG
N/A
IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE
AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE
N/A
NORTH AMERICA SHARE BONUS PROGRAM - PURCHASE OF SHARES (DIVIDEND REINVESTMENT)
55.9618
NEGLIGIBLE
N/A
N/A
US$22.08
3 DECEMBER 2008, USA
21,632
0.002%
4 DECEMBER 2008
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
N/A
N/A
N/A
N/A
N/A
N/A
N/A
HOLLY RICHARDS - 020 7822 5927
Name and signature of duly authorised officer of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY
Date of notification
4 DECEMBER 2008
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
| (1) | An issuer making a
notification in respect of a transaction relating to
the shares or debentures of
the issuer should complete boxes 1 to 16, 23 and
24. |
| --- | --- |
| (2) | An issuer making a
notification in respect of a derivative relating to
the shares of the issuer should
complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24. |
| (3) | An issuer making a
notification in respect of options granted to a director/person
discharging managerial responsibilities should complete boxes 1
to 3 and 17 to 24. |
| (4) | An issuer making a
notification in respect of a financial instrument relating
to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24. |
Please complete all relevant boxes in block capital letters.
UNILEVER PLC
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
(i) a transaction notified in accordance with DR 3.1.4R(1)(a)
MR M B POLK
N/A
IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE
AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE
N/A
A) NORTH AMERICA SHARE BONUS PROGRAM - PURCHASE OF SHARES (DIVIDEND REINVESTMENT)
B) NORTH AMERICA RESTRICTED STOCK PLAN - PURCHASE OF SHARES (DIVIDEND REINVESTMENT)
A) 108.7531
B) 150.9684
NEGLIGIBLE
N/A
N/A
A) US$22.08
B) US$22.08
3 DECEMBER 2008, USA
29,755
0.002%
4 DECEMBER 2008
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
N/A
N/A
N/A
N/A
N/A
N/A
N/A
HOLLY RICHARDS - 020 7822 5927
Name and signature of duly authorised officer of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY
Date of notification
4 DECEMBER 2008
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