Unilever PLC

Director's Dealing • Apr 29, 2020

National Storage Mechanism | Additional information

RNS Number : 3855L

Unilever PLC

29 April 2020

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Fabian Garcia

2

Reason for the notification 

a)

Position/status

President, North America (a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

Transition award of  conditional Unilever PLC ADRs with a potential maximum vesting level of 200%; the transition award will vest in 4 equal tranches.

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

Price(s)	Volume(s)
$0.00	43,539

e)

Aggregated information

- Volume

- Total

43,539

$0.00

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

New York Stock Exchange - XNYS

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sunny Jain

2

Reason for the notification 

a)

Position/status

President, Beauty & Personal Care (a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

1. 8,528 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix;

2. 17,056 shares is the total maximum grant of 200% (initial grant 8,528) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix).  

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

Price(s)	Volume(s)
$51.58	8,528
$0.00	8,528

e)

Aggregated information

- Volume

- Total

17,056

$439,874.24

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

New York Stock Exchange - XNYS

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sanjiv Mehta

2

Reason for the notification 

a)

Position/status

President, South Asia (a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

1. 4,604 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix;

2. 9,208 shares is the total maximum grant of 200% (initial grant 4,604) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
£40.92	4,604
£0.00	4,604

e)

Aggregated information

- Volume

- Total

9,208

£188,395.68

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Leena Nair

2

Reason for the notification 

a)

Position/status

Chief HR Officer (a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

1. 4,310 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member acquired PLC shares in a 50/50 mix;

2. 8,620 shares is the total maximum grant of 200% (initial grant 4,310) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
£40.92	4,310
£0.00	4,310

e)

Aggregated information

- Volume

- Total

8,620

£176,365.20

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graeme Pitkethly

2

Reason for the notification 

a)

Position/status

Director (CFO, a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

1. 15,863 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only;

2. 31,726 shares is the total maximum grant of 200% (initial grant 15,863) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix).

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
£40.92	15,863
£0.00	15,863

e)

Aggregated information

- Volume

- Total

31,726

£649,113.96

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Richard Slater

2

Reason for the notification 

a)

Position/status

Chief R&D Officer (a member of the Unilever Leadership Executive ("ULE"))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

1. 8,051 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only.

2. 16,102 shares is the total maximum grant of 200% (initial grant 8,051) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
40.92	8,051
£0.00	8,051

e)

Aggregated information

- Volume

- Total

16,102

£329,446.92

f)

Date of the transaction

2020-04-24

g)

Place of the transaction

London Stock Exchange - XLON

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