Unilever PLC — Director's Dealing 2016

Jul 7, 2016

6-K 1 a1730d.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of June, 2016

UNILEVER PLC

(Translation of registrant's name into English)

UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F..X.. Form 40-F.....

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(1):_____

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(7):_____

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ..... No .X..

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82- _

Exhibit 99 attached hereto is incorporated herein by reference.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

UNILEVER PLC
/S/ T E LOVELL
By T E LOVELL
SECRETARY

Date: 4 July 2016

EXHIBIT INDEX

EXHIBIT NUMBER	EXHIBIT DESCRIPTION
99	Notice to London Stock Exchange

Exhibit 99

This Report on Form 6-K contains the following:

Exhibit 1: Stock Exchange announcement dated 2 June 2016 entitled ‘Director/PDMR shareholding’ Exhibit 2: Stock Exchange announcement dated 9 June 2016 entitled ‘Director/PDMR shareholding’

Exhibit 1:

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS

Unilever PLC was notified on 2 June 2016 that on 1 June 2016 either dividend equivalents or dividends earned were reinvested as additional shares under the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP), the Senior Executive Retirement Arrangement (SERA), the Unilever North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, the Management Co-Investment Program, the Before-Tax Share Bonus Program and restricted stock awards. These additional shares were based on the London Stock Exchange closing price of £31.775 or the New York Stock Exchange closing price of $45.89 (as appropriate) on 1 June 2016.

Unilever Global Share Incentive Plan 2007 (GSIP)

Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:

Mr D Blanchard (PDMR) - 145 Ordinary 3 1/9 pence shares
Mr M Engel (PDMR) - 113 Ordinary 3 1/9 pence shares
Mr K Havelock (PDMR) - 145 Ordinary 3 1/9 pence shares
Mr K Kruythoff (PDMR) - 148 Ordinary 3 1/9 pence shares
Ms L Nair (PDMR) - 78 Ordinary 3 1/9 pence shares
Mr N Paranjpe (PDMR) - 188 Ordinary 3 1/9 pence shares
Mr G Pitkethly (Director) - 216 Ordinary 3 1/9 pence shares
Mr P G J M Polman (Director) - 1,071 Ordinary 3 1/9 pence shares
Ms R Sotamaa (PDMR) - 256 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR) - 145 Ordinary 3 1/9 pence shares
Mr J Zijderveld (PDMR) - 160 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.

Unilever Management Co Investment Plan (MCIP)

Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:

Mr D Blanchard (PDMR) - 95 Ordinary 3 1/9 pence shares
Mr M Engel (PDMR) - 49 Ordinary 3 1/9 pence shares
Mr K Havelock (PDMR) - 67 Ordinary 3 1/9 pence shares
Mr K Kruythoff (PDMR) - 22 Ordinary 3 1/9 pence shares
Ms L Nair (PDMR) - 39 Ordinary 3 1/9 pence shares
Mr N Paranjpe (PDMR) - 35 Ordinary 3 1/9 pence shares
Mr G Pitkethly (Director) - 85 Ordinary 3 1/9 pence shares
Ms R Sotamaa (PDMR) - 70 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR) - 170 Ordinary 3 1/9 pence shares
Mr J Zijderveld (PDMR) - 39 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.

Unilever Management Co Investment Plan (MCIP)

Dividends earned on MCIP Investment Shares were as follows:

Mr D Blanchard (PDMR) - 83 Ordinary 3 1/9 pence shares
Mr M Engel (PDMR) - 42 Ordinary 3 1/9 pence shares
Mr K Havelock (PDMR) - 58 Ordinary 3 1/9 pence shares
Ms L Nair (PDMR) - 34 Ordinary 3 1/9 pence shares
Mr N Paranjpe (PDMR) - 30 Ordinary 3 1/9 pence shares
Mr G Pitkethly (Director) - 75 Ordinary 3 1/9 pence shares
Ms R Sotamaa (PDMR) - 61 Ordinary 3 1/9 pence shares

The above transactions were carried out in the UK.

Reinvestment of dividend on beneficially owned shares

Dividends were earned on shares beneficially owned, and reinvested as follows:

Mr D Blanchard (PDMR) - 486 Ordinary 3 1/9 pence shares
Mr M Engel (PDMR) - 138 Ordinary 3 1/9 pence shares
Mr K Havelock (PDMR) - 359 Ordinary 3 1/9 pence shares
Ms L Nair (PDMR) - 136 Ordinary 3 1/9 pence shares
Mr N Paranjpe (PDMR) - 141 Ordinary 3 1/9 pence shares
Mr G Pitkethly (Director) - 260 Ordinary 3 1/9 pence shares
Mr P G J M Polman (Director) - 2,412 Ordinary 3 1/9 pence shares
Ms R Sotamaa (PDMR) - 54 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.

Senior Executive Retirement Arrangement (SERA)

Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA) and reinvested as follows:

Mr K Havelock (PDMR) - 262 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR) - 445 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK Unilever PLC Share Incentive Plan (ShareBuy) Dividends earned on shares purchased under the Share Incentive Plan (ShareBuy), and reinvested as follows: Mr G Pitkethly (PDMR) - 2 Ordinary 3 1/9 pence share at a price of 3178.6954p per share The above transaction was carried out in the UK

Unilever North America 2002 Omnibus Equity Compensation Plan

Dividend equivalents earned on North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before Tax Share Bonus target shares were reinvested as additional North America 2002 Omnibus Equity Compensation Plan shares. The dividend equivalents reinvested were as follows:

Global Share Incentive Program

Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:

Mr A Jope (PDMR) - 183 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Ms J A Sourry Knox (PDMR) - 106 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
The above transactions were carried out in the USA. Management Co-Investment Program Dividend equivalents earned on MCIP conditional target shares were reinvested as additional MCIP conditional shares, which will be subject to the same performance conditions as the underlying MCIP target shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 69 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Ms J A Sourry Knox (PDMR) - 39 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share

The above transactions were carried out in the USA

Reinvestment of dividend on beneficially owned shares :

Dividends were earned on shares beneficially owned, and reinvested as follows:

Mr A Jope (PDMR) - 41 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
The above transaction was carried out in the USA.

This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).

Name of contact and telephone number for queries:

JULIAN THURSTON - +44(0)207 822 6707

Name of authorised official of issuer responsible for making notification:

TONIA LOVELL - GROUP SECRETARY

2 June 2016

Exhibit 2:

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS

Unilever PLC was notified on 9 June 2016 of the following transaction which took place on 8 June 2016:

Mr G Pitkethly (Director) purchased 4 Unilever PLC Ordinary 3 1/9 pence shares at a price of 3229.4622p per share under the Unilever PLC Share Incentive Plan.

The above transaction was carried out in the UK

This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).

Name of contact and telephone number for queries:

SAMANTHA HOOD - +44(0)207 822 5928

Name of authorised official of issuer responsible for making notification:

TONIA LOVELL - COMPANY SECRETARY

9 June 2016

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