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Unilever PLC — Director's Dealing 2016
Oct 5, 2016
4591_ffr_2016-10-05_529d420c-878a-49e8-8cb7-c95692962806.zip
Director's Dealing
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6-K 1 a8071lbatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of September, 2016
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| UNILEVER PLC |
|---|
| /S/ T E LOVELLBy T E LOVELLSECRETARY |
Date: 5 October 2016
EXHIBIT INDEX
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99 Notice to London Stock Exchange
Exhibit 99
This Report on Form 6-K contains the following:
Exhibit 1: Stock Exchange announcement dated 6 September 2016 entitled ‘Director Declaration’ Exhibit 2: Stock Exchange announcement dated 12 September 2016 entitled ‘Director/PDMR shareholding’
Exhibit 1:
Director Declaration
Pursuant to the UK Listing Rule 9.6.14(2), Unilever PLC announces that John Rishton, Independent Non-Executive Director, will join Serco Group plc as a Director on 13 September 2016.
Exhibit 2:
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | David
Blanchard | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
R&D Officer (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 135
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 89
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 77
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 453
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 754 |
| e) | Aggregated information - Volume - Total | 754 £27,302.34 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Marc
Engel | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Supply Chain Officer (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 105
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 45
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 39
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 129
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 318 |
| e) | Aggregated information - Volume - Total | 318 £11,514.78 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Kevin
Havelock | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
Refreshment (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 135
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 62
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 54
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 335
shares (reinvestment dividend on (freely transferable)
shares ● 244
shares (Dividends earned were reinvested as additional shares under
the Senior Executive Retirement Arrangement (SERA)) | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 830 |
| e) | Aggregated information - Volume - Total | 830 £30,054.30 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Jope | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
Personal Care (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC American Depositary Receipts each representing 1
ordinary 3 1/9 pence share CUSIP904767704 | |
| b) | Nature of the transaction | ● 170
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 65
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 38
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | USD
– United States Dollar | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 48.18 | 273 |
| e) | Aggregated information - Volume - Total | 273 $13,153.14 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | New
York Stock Exchange – XNYS | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Kees
Kruythoff | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
North America (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 137
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 20
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Prices(s) | Volume(s) |
| | | 3621.0p | 157 |
| e) | Aggregated information - Volume - Total | 157 £5,684.97 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Leena
Nair | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
HR Officer (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 73
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 36
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 31
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 127
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 267 |
| e) | Aggregated information - Volume - Total | 267 £9,668.07 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nitin
Paranjpe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
Home Care (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 175
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 32
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 27
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 132
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0xp | 366 |
| e) | Aggregated information - Volume - Total | 366 £13,252.86 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Graeme
Pitkethly | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer (Director) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 201
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 79
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 69
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 242
shares (reinvestment dividend on (freely transferable)
shares ● 2
shares (reinvestment of dividend under the Share Incentive Plan
(ShareBuy)) | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 591 |
| | | 3616.7306p | 2 |
| e) | Aggregated information - Volume - Total | 593 £21,472.44 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Graeme
Pitkethly | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer (Director) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Purchase
of shares under the Unilever PLC Share Incentive Plan. | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3611.3429.p | 3 |
| e) | Aggregated information - Volume - Total | 3 £108.34 | |
| f) | Date of the transaction | 2016-09-08 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Paul
Polman | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer (Director) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 997
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 2,244
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 3,241 |
| e) | Aggregated information - Volume - Total | 3,241 £117,356.61 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Amanda
Sourry | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
Foods (a member of the Unilever Leadership Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC American Depositary Receipts each representing 1
ordinary 3 1/9 pence share CUSIP904767704 | |
| b) | Nature of the transaction | ● 99
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 36
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) | |
| c) | Currency | USD
– United States Dollar | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 48.18 | 135 |
| e) | Aggregated information - Volume - Total | 135 $6,504.30 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | New
York Stock Exchange – XNYS | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Ritva
Sotamaa | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Legal Officer (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 183
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 65
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 56
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares) ● 99
shares (reinvestment dividend on (freely transferable)
shares | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 403 |
| e) | Aggregated information - Volume - Total | 403 £14,592.63 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Keith
Weed | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Marketng & Communications Officer (a member of the Unilever
Leadership Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 135
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 158
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) ● 415
shares (Dividends earned were reinvested as additional shares under
the Senior Executive Retirement Arrangament (SERA)) | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 708 |
| e) | Aggregated information - Volume - Total | 708 £25,636.68 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jan
Zijderveld | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President,
Europe (a member of the Unilever Leadership
Excecutive) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | ● 149
shares (Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares) ● 36
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares) | |
| c) | Currency | GBP
– British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | 3621.0p | 185 |
| e) | Aggregated information - Volume - Total | 185 £6,698.85 | |
| f) | Date of the transaction | 2016-09-07 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |
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