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UNIFI INC — Director's Dealing 2023
Aug 30, 2023
34323_dirs_2023-08-30_60578b30-50ca-4d84-90ad-d4e487eb9159.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2023-08-25
Reporting Person: EAKER ANDREW JAMES (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7220 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.09 | 2026-10-26 | Common Stock (4000) | Direct | |
| Employee Stock Option (Right to Buy) | $35.09 | 2028-03-01 | Common Stock (1154) | Direct | |
| Employee Stock Option (Right to Buy) | $23.76 | 2028-10-30 | Common Stock (2000) | Direct | |
| Employee Stock Option (Right to Buy) | $25.72 | 2029-10-29 | Common Stock (2500) | Direct | |
| Employee Stock Option (Right to Buy) | $15.91 | 2030-10-28 | Common Stock (3168) | Direct |
Footnotes
F1: Includes an aggregate of 5,025 restricted stock units, as follows: (i) 263 restricted stock units will vest on October 26, 2023, 672 restricted stock units will vest on October 28, 2023, and 526 restricted stock units will vest on October 26, 2024 and (ii) 3,564 restricted stock units will vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025. Each restricted stock unit represents a right to receive one share of the issuer's common stock.
F2: The option became exercisable as to 1,334 shares on October 26, 2017, 1,334 shares on October 26, 2018, and 1,332 shares on October 26, 2019.
F3: The option became exercisable as to 289 shares on March 1, 2019, 289 shares on March 1, 2020, and 576 shares on March 1, 2021.
F4: The option became exercisable as to 500 shares on October 30, 2019, 500 shares on October 30, 2020, and 1,000 shares on October 30, 2021.
F5: The option became exercisable as to 625 shares on October 29, 2020, 625 shares on October 29, 2021, and 1,250 shares on October 29, 2022.
F6: The option became exercisable as to 792 shares on October 28, 2021 and 792 shares on October 28, 2022, and the option becomes exercisable as to 1,584 shares on October 28, 2023.