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UNIFI INC Director's Dealing 2023

Nov 29, 2023

34323_dirs_2023-11-29_09bbf60e-48b1-4eec-95a0-1fff221eaec6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2023-11-27

Reporting Person: INCLUSIVE CAPITAL PARTNERS, L.P. (10% Owner)
Reporting Person: UBBEN JEFFREY W (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-27 Common Stock S 62358 $6.7489 Disposed 1858529 Indirect
2023-11-28 Common Stock S 171642 $6.5151 Disposed 1686887 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29066 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.