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UNIFI INC — Director's Dealing 2022
May 19, 2022
34323_dirs_2022-05-19_b2dbf0fb-ec03-45a7-990b-aa7c6e4701b6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2022-05-17
Reporting Person: INCLUSIVE CAPITAL PARTNERS, L.P. (10% Owner, See Remarks)
Reporting Person: UBBEN JEFFREY W (10% Owner, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock") | 1920887 | Indirect |
| Common Stock | 9979 | Indirect |
Footnotes
F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
F2: Represents shares of Common Stock granted to Ms. Eva Zlotnicka ("Ms. Zlotnicka") for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of Common Stock for the benefit of In-Cap Spring Master Fund managed by In-Cap and indirectly for In-Cap and may transfer the award directly to In-Cap Spring Master Fund.
F3: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.