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UNIFI INC — Director's Dealing 2020
Oct 30, 2020
34323_dirs_2020-10-30_7cb6e21a-e515-4ecf-8db3-f83750956517.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2020-10-28
Reporting Person: Rocha Lucas de Carvalho (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-29 | Common Stock | M | 778 | — | Acquired | 778 | Direct |
| 2020-10-29 | Common Stock | D | 778 | $15.1 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-28 | Restricted Stock Unit | $ | A | 8172 | Acquired | Common Stock (8172) | Direct | |
| 2020-10-29 | Restricted Stock Units | $ | M | 778 | Disposed | Common Stock (778) | Direct |
Footnotes
F1: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.
F2: The restricted stock units vest over a three-year period, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022 and 50% vesting on October 28, 2023, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.
F3: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.