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UNIFI INC — Director's Dealing 2016
Aug 16, 2016
34323_dirs_2016-08-15_ec7a56a7-8bb3-4b8a-865b-37101dd1d5ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2016-08-11
Reporting Person: JASPER WILLIAM L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Stock | M | 15000 | $5.73 | Acquired | 104765 | Direct |
| 2016-08-11 | Common Stock | S | 1301 | $26.2294 | Disposed | 103464 | Direct |
| 2016-08-12 | Common Stock | S | 9032 | $26.1174 | Disposed | 94432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Employee Stock Option (Right to Buy) | $5.73 | M | 15000 | Disposed | 2019-07-28 | Common Stock (15000) | Direct |
Footnotes
F1: Since the date of the reporting person's last ownership report, he transferred 38,015 shares of the issuer's common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.18 to $26.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.17, inclusive.
F4: The option vested in three equal annual installments beginning on July 28, 2010.