Unicredit — Share Issue/Capital Change 2019

May 8, 2019

Informazione Regolamentata n. 0263-67-2019		Data/Ora Ricezione 08 Maggio 2019 00:23:22	MTA
Societa'	:	UNICREDIT
Identificativo Informazione Regolamentata	:	118047
Nome utilizzatore	: UNICREDITN03 - Berneri
Tipologia	:	2.2
Data/Ora Ricezione	: 08 Maggio 2019 00:23:22
Data/Ora Inizio Diffusione presunta	:	08 Maggio 2019 00:23:23
Oggetto	:	UniCredit conclude con successo l'operazione di accelerated bookbuilding pari al 17 per cento di azioni ordinarie FinecoBank
Testo del comunicato

Vedi allegato.

COMUNICATO STAMPA

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE UNITED STATES, CANADA, AUSTRALIA, JAPAN, SOUTH AFRICA OR ANY OTHER JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF THAT JURISDICTION

UniCredit conclude con successo l'operazione di accelerated bookbuilding pari al 17 per cento di azioni ordinarie FinecoBank

Il corrispettivo dell'operazione ammonta a circa €1.014 milioni, risultanti dalla vendita di circa no. 103,5 milioni di azioni ordinarie di FinecoBank ad un prezzo di €9,80 per azione

Facendo seguito al comunicato stampa emesso in data 7 maggio 2019, UniCredit S.p.A. ("UniCredit") annuncia di aver completato con successo la procedura di accelerated bookbuilding per la cessione a investitori istituzionali di circa 103,5 milioni di azioni ordinarie detenute in FinecoBank S.p.A. ("Fineco" o la "Società"), corrispondenti al 17 per cento del capitale azionario esistente della Società, al prezzo di €9,80 per azione (l'"Offerta"). Il regolamento dell'Offerta è previsto in data 10 maggio 2019.

L'Offerta è il primo passo di una serie di misure finanziarie complessive in preparazione del piano strategico 2020-23, che sarà presentato al mercato il 3 dicembre 2019 a Londra.

Il prezzo incorpora uno sconto del 4,4 per cento circa rispetto all'ultimo prezzo di chiusura di Fineco pre-annuncio. Il corrispettivo complessivo è stato pari a circa €1.014 milioni.

L'impatto patrimoniale è stimato complessivamente in aumento di circa 21 punti base nel CET1 capital ratio del Gruppo UniCredit del 2T19.

A seguito della chiusura dell'Offerta, UniCredit deterrà una partecipazione di minoranza in Fineco pari a ca. il 18 per cento del capitale sociale e deconsoliderà Fineco dal proprio bilancio. La partecipazione rimanente verrà classificata come partecipazione finanziaria.

UniCredit ha sottoscritto un impegno a non disporre delle azioni rimanenti di Fineco per un periodo di 120 giorni dalla data di regolamento dell'operazione. Durante tale periodo di lock-up, salve alcune eccezioni in linea con la prassi di mercato, UniCredit non potrà porre in essere nessun atto di disposizione delle azioni di Fineco senza il previo consenso di J.P. Morgan ed UBS Investment Bank per conto dei Joint Bookrunners.

Per tale operazione, UniCredit si è avvalsa di J.P. Morgan, UBS Investment Bank e UniCredit Corporate & Investment Banking in qualità di Joint Bookrunners per l'Offerta.

UniCredit S.p.A.

Milano, 8 maggio 2019

* * *

This announcement is not for publication, distribution or release, directly or indirectly, in or into the United States of America (including its territories and possessions, any state of the United States and the District of Columbia), Canada, South Africa, Australia or Japan or any other jurisdiction where such an announcement would be unlawful. The distribution of this announcement may be restricted by law in certain jurisdictions and persons into whose possession this document or other information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

The securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States without registration thereunder or pursuant to an available exemption therefrom. Neither this document nor the information contained herein constitutes or forms part of an offer to sell, or the solicitation of an offer to buy, securities in the United States. There will be no public offer of any securities in the United States or in any other jurisdiction.

In member states of the European Economic Area ("EEA") which have implemented the Prospectus Directive (each, a "Relevant Member State"), this announcement and any offer if made subsequently is directed exclusively at persons who are "qualified investors" within the meaning of the Prospectus Directive ("Qualified Investors"). For these purposes, the expression "Prospectus Directive" means Directive 2003/71/EC (and amendments thereto, including the 2010 PD Amending Directive, to the extent implemented in a Relevant Member State), and includes any relevant implementing measure in the Relevant Member State and the expression "2010 PD Amending Directive" means Directive 2010/73/EU. In the United Kingdom this announcement is directed exclusively at Qualified Investors (i) who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the "Order") or (ii) who fall within Article 49(2)(A) to (D) of the Order, and (iii) to whom it may otherwise lawfully be communicated; any other persons in the United Kingdom should not take any action on the basis of this announcement and should not act on or rely on it. This announcement is not an offer of securities or investments for sale nor a solicitation of an offer to buy securities or investments in any jurisdiction where such offer or solicitation would be unlawful. No action has been taken that would permit an offering of the securities or possession or distribution of this announcement in any jurisdiction where action for that purpose is required. Persons into whose possession this announcement comes are required to inform themselves about and to observe any such restrictions.

In connection with any offering of the shares of FinecoBank S.p.A. (the "Shares"), the Joint Bookrunners and any of its affiliates acting as an investor for its own account may take up as a proprietary position any Shares and in that capacity, may retain, purchase or sell for their own account such Shares. In addition, the Joint Bookrunners or its affiliates may enter into financing arrangements and swaps with investors in connection with which the Joint Bookrunners (or its affiliates) may from time to time acquire, hold or dispose of Shares.

The Joint Bookrunners do not intend to disclose the extent of any such investment or transactions otherwise than in accordance with any legal or regulatory obligation to do so.

Contatti:

Media Relations: Tel. +39 02 88623569;e-mail: MediaRelations@unicredit.eu

Investor Relations: Tel: +39 02 88621028; e-mail: InvestorRelations@unicredit.eu