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Under Armour, Inc. — Director's Dealing 2015
Nov 19, 2015
31635_dirs_2015-11-19_bbf95771-c632-4ecc-ab54-a27f990a5fc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Under Armour, Inc. (UA)
CIK: 0001336917
Period of Report: 2015-11-09
Reporting Person: Plank Kevin A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-17 | Class A Common Stock | C | 200000 | — | Acquired | 390123 | Direct |
| 2015-11-17 | Class A Common Stock | C | 12500 | — | Acquired | 12500 | Indirect |
| 2015-11-17 | Class A Common Stock | C | 6250 | — | Acquired | 6250 | Indirect |
| 2015-11-17 | Class A Common Stock | C | 6250 | — | Acquired | 6250 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 170124 | $85.42 | Disposed | 219999 | Direct |
| 2015-11-17 | Class A Common Stock | S | 10633 | $85.42 | Disposed | 1867 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 5316 | $85.42 | Disposed | 934 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 5316 | $85.42 | Disposed | 934 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 28676 | $86.17 | Disposed | 191323 | Direct |
| 2015-11-17 | Class A Common Stock | S | 1792 | $86.17 | Disposed | 75 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 896 | $86.17 | Disposed | 38 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 896 | $86.17 | Disposed | 38 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 1200 | $87.31 | Disposed | 190123 | Direct |
| 2015-11-17 | Class A Common Stock | S | 75 | $87.31 | Disposed | 0 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 38 | $87.31 | Disposed | 0 | Indirect |
| 2015-11-17 | Class A Common Stock | S | 38 | $87.31 | Disposed | 0 | Indirect |
| 2015-11-18 | Class A Common Stock | C | 200000 | — | Acquired | 390123 | Direct |
| 2015-11-18 | Class A Common Stock | C | 6250 | — | Acquired | 6250 | Indirect |
| 2015-11-18 | Class A Common Stock | C | 6250 | — | Acquired | 6250 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 89002 | $85.39 | Disposed | 301121 | Direct |
| 2015-11-18 | Class A Common Stock | S | 2781 | $85.39 | Disposed | 3469 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 2781 | $85.39 | Disposed | 3469 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 100160 | $86.42 | Disposed | 200961 | Direct |
| 2015-11-18 | Class A Common Stock | S | 3130 | $86.42 | Disposed | 339 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 3130 | $86.42 | Disposed | 339 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 10838 | $87.09 | Disposed | 190123 | Direct |
| 2015-11-18 | Class A Common Stock | S | 339 | $87.09 | Disposed | 0 | Indirect |
| 2015-11-18 | Class A Common Stock | S | 339 | $87.09 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Class B Common Stock | $ | G | 125000 | Disposed | Class A Common Stock (125000) | Direct | |
| 2015-11-17 | Class B Common Stock | $ | C | 200000 | Disposed | Class A Common Stock (200000) | Direct | |
| 2015-11-17 | Class B Common Stock | $ | C | 12500 | Disposed | Class A Common Stock (12500) | Indirect | |
| 2015-11-17 | Class B Common Stock | $ | C | 6250 | Disposed | Class A Common Stock (6250) | Indirect | |
| 2015-11-17 | Class B Common Stock | $ | C | 6250 | Disposed | Class A Common Stock (6250) | Indirect | |
| 2015-11-18 | Class B Common Stock | $ | C | 200000 | Disposed | Class A Common Stock (200000) | Direct | |
| 2015-11-18 | Class B Common Stock | $ | C | 6250 | Disposed | Class A Common Stock (6250) | Indirect | |
| 2015-11-18 | Class B Common Stock | $ | C | 6250 | Disposed | Class A Common Stock (6250) | Indirect |
Footnotes
F1: Class B Common Stock is convertible at any time at the option of the reporting person into shares of Class A Common Stock on a one-for-one basis, and has no expiration date.
F2: Shares gifted in connection with a 10b5-1 trading plan.
F3: Shares of Class B Common Stock automatically convert to Shares of Class A Common Stock effective immediately upon the sale of the Class B shares by the reporting person.
F4: Shares sold pursuant to a 10b5-1 trading plan.
F5: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $86.00 to $86.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $87.25 to $87.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $86.00 to $86.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $87.00 to $87.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.