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Umicore — Major Shareholding Notification 2026
Mar 16, 2026
4018_rns_2026-03-16_d44b88d4-c95a-4884-948b-0a2f807cf703.pdf
Major Shareholding Notification
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FSMA
FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Name
Identification number
UMICORE
0401-574-852
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
Downward crossing of the lowest threshold
4) Notification by
A person that notifies alone
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| DWS Investment GmbH | Mainzer Landstraße 11-17, 60329 Frankfurt am Main, Germany |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
↓
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
09/03/2026 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
↓
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000
↓
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities | Linked to securities | Not linked to the securities | |
| DWS Investment GmbH | 7,679,001 | 6,533,605 | 2.65% | ||
| TOTAL | 6,533,605 | 2.65% |
↓
Start with "groups" of holders. Add subtotals with $\sum_{i=1}^{n} x_i$ and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised | % of voting rights | Settlement |
| 1 | ||||||
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 6,533,605 | 2.65% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
DWS Investment GmbH is not a controlled entity.
12) In case of proxy voting for only one GM
Holder
will cease to hold / will hold again
0
voting rights as of
(DD/MM/YYYY)
13) Additional information
DWS Investment GmbH is an investment firm and can exercise the voting rights attached to the shares at its discretion in the absence of specific instructions.
Done at
London
On
11/03/2026
(DD/MM/YYYY)
Name & capacity
Nathan Ashworth, Vice President, Position Reporting Group
Signature
Nathan Ashworth