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Umicore — Major Shareholding Notification 2026
Mar 16, 2026
4018_rns_2026-03-16_58f12489-95b0-445a-af3e-24dcd3fdc064.pdf
Major Shareholding Notification
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1) Status of the notification
| Final | ||
|---|---|---|
| 2) Issuer | ||
| Identification number 0401-574-852 | Name UMICORE |
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | +2 |
|---|---|
| --------------------------------------------------------------- | -------- |
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
| Please continue entering the information in part II concerning the |
persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed

9) Denominator
246,400,000 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to thesecurities | Linked tosecurities | Not linked to thesecurities | |
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 139 | 139 | 0.00% | ||
| BofA Securities, Inc. | 52,288 | 52,110 | 0.02% | ||
| Merrill Lynch, Pierce, Fenner & SmithInc | 12 | 12 | 0.00% | ||
| Merrill Lynch International | 106,559 | 483,277 | 0.20% |

2 +
A +
| Subtotal | 158,998 | 535,538 | 0.22% | S | + | ||
|---|---|---|---|---|---|---|---|
| TOTAL | 535,538 | 0 | 0.22% | 0.00% | |||
| Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". |
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalentfinancial instruments | Type of financial instrument | Expiration date Exercise period ordate | # of voting rightsthat may beacquired if theinstrument isexercised | % of voting rights | Settlement | ||
| Merrill Lynch International | Right to Recall | 10,572 | 0.00% | physical | - | ||
| BofA Securities, Inc. | Rights of Use | 26,724 | 0.01% | physical | - | ||
| Bank of America, NA | Swap | 05/11/2026 | 661,656 | 0.27% | cash | - | |
| Bank of America, NA | Swap | 04/08/2026 | 649,000 | 0.26% | cash | - | |
| Bank of America, NA | Swap | 15/03/2028 | 56,374 | 0.02% | cash | - | |
| Bank of America, NA | Swap | 15/10/2027 | 104,489 | 0.04% | cash | - | |
| Bank of America, NA | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | - | |
| Merrill Lynch International | Swap | 15/01/2027 | 506,812 | 0.21% | cash | - | |
| Merrill Lynch International | Swap | 29/05/2026 | 5,328 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 04/08/2026 | 649,000 | 0.26% | cash | - | |
| Merrill Lynch International | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | - | |
| Merrill Lynch International | Swap | 09/04/2026 | 1,553,075 | 0.63% | cash | - | |
| Merrill Lynch International | Swap | 13/04/2026 | 495,793 | 0.20% | cash | - | |
| Merrill Lynch International | Swap | 20/12/2030 | 68,603 | 0.03% | cash | - | |
| Merrill Lynch International | Swap | 15/03/2028 | 56,374 | 0.02% | cash | - | |
| Merrill Lynch International | Swap | 25/01/2027 | 3,714 | 0.00% | cash | + | |
| TOTAL | 7,021,514 | 2.85% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 7,557,052 | 3.07% |
- Full chain of controlled undertakings through which the holding is effectively held, if applicable

- In case of proxy voting for only one GM
| (DD/MM/YYYY) | |||
|---|---|---|---|
| Holder | will cease to hold /will hold again | voting rights as of | |
- Additional information
| Done at London, United Kingdom | ||
|---|---|---|
| On | 12/03/2026 (DD/MM/YYYY) | |
| Name & capacity James Todd, Vice President | Signature |
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.
| Merrill Lynch International | |||
|---|---|---|---|
| ∰.,CompanyAppointmentsProfile | e⊯OwnershipTree Walker | ||
| Group Structure (Legal Structure) | |||
| Basic Search | More $\rightarrow$ | ||
| Structure 1 | Show | As at | |
| Legal Structure | Structure above٠ | 2026-03-10 | $\ln$ $\tau$ |
| BofAML Jersey Holdings Limited100.0000000000%100.0000000000%1,000 Ordinary shares | Bank of America Corporation100.000000000096100.000000000096500 Common ($0 Par) sharesNB Holdings Corporation100.000000000096100.0000000000969,009,987,959 Ordinary shares | ||
| BofAML EMEA Holdings 2 Limited80.1000000385%80.1000000385% | BofAML Jersey Holdings Limited19.8999999615%100.0000000000% | ||
| 6,354,355,387 Ordinary shares | 1,578,672,558 Ordinary sharesMerrill Lynch International |
| 鼺CompanyProfile | BofA Securities, Inc.Appointments | 陉Ownership | 重.Tree Walker | ||
|---|---|---|---|---|---|
| Group Structure (Legal Structure) | |||||
| Basic Search | More $\rightarrow$ | ||||
| Structure (i)Legal Structure | ۰ | ShowStructure above | As at2026-03-10۰ | Min.Ownership曲度 | |
| Legal Structure | |||||
| Bank of America Corporation100.0000000000%100.0000000000%500 Common ($0 Par) shares | |||||
| NB Holdings Corporation100.0000000000%100.0000000000%1,000 Common shares, 17.07 Series A 6.375% Non-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares | |||||
| BofA Securities, Inc. |
| Bank of America, National Association | ||
|---|---|---|
| 鼺⋉CompanyAppointmentsOwnershipProfile | eTree Walker | |
| Group Structure (Legal Structure) | ||
| Basic SearchMore $\rightarrow$ | ||
| Structure 1 | Show | As at |
| Legal Structure٠ | Structure above٠ | 2026-03-10 |
| 500 Common ($0 Par) sharesNB Holdings Corporation100.0000000000%80.4081376316%834 Common Stock shares | ||
| BAC North America Holding Company80.4081376316%80.4081376316%151,002,134 Voting Common shares | ||
| Bank of America, National Association | ||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |||
|---|---|---|---|
| 鼺⊯CompanyAppointmentsOwnership | GTree Walker | ||
| Profile | |||
| Group Structure (Legal Structure) | |||
| Basic SearchMore $\rightarrow$ | |||
| Structure (i) | Show | As at | |
| Legal Structure | Structure above٠ | 2026-03-10٠ | 画子 |
| Legal Structure | |||
| Bank of America Corporation100.0000000000%100.0000000000%500 Common ($0 Par) sharesNB Holdings Corporation100.0000000000%100.0000000000%834 Common Stock shares | |||
| BAC North America Holding Company100.0000000000%100.0000000000%1,000 Common shares | |||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |||
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