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Umicore — Major Shareholding Notification 2026
Apr 22, 2026
4018_rns_2026-04-22_ae6edb53-11aa-4a1f-b536-2bc0958e6435.pdf
Major Shareholding Notification
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- Issuer
1) Status of the notification
| Final | |||
|---|---|---|---|

3) Reason for the notification
Acquisition or disposal of financial instruments that are treated as voting securities
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) | |
|---|---|---|
| +A | ||
| Please continue entering the information in part II concerning thepersons referred to in Sections 5 and 6 | Part II |
7) Date on which the threshold is crossed
16/04/2026 (DD/MM/YYYY)
- Threshold that is crossed (in %)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to thesecurities | Linked tosecurities | Not linked to thesecurities | |
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 139 | 254 | 0.00% | ||
| BofA Securities, Inc. | 52,110 | 13,620 | 0.01% | ||
| Merrill Lynch, Pierce, Fenner & SmithInc | 12 | 12 | 0.00% | ||
| Merrill Lynch International | 0 | 1,908,051 | 0.77% | ||
| Subtotal | 52,261 | 1,921,937 | 0.78% |
3 +
2 +
| TOTAL | 1,921,937 | 0 | 0.78% | 0.00% |
|---|---|---|---|---|
| Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". |
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalentfinancial instruments | Type of financial instrument | Expiration date Exercise period ordate | # of voting rightsthat may beacquired if theinstrument isexercised | % of voting rights | Settlement | ||
| Merrill Lynch International | Right to Recall | 10,775 | 0.00% | physical | - | ||
| Merrill Lynch International | Rights of Use | 82,138 | 0.03% | physical | - | ||
| BofA Securities, Inc. | Rights of Use | 27,406 | 0.01% | physical | - | ||
| Bank of America, NA | Swap | 05/11/2026 | 1,916,952 | 0.78% | cash | - | |
| Bank of America, NA | Swap | 15/03/2028 | 3,528 | 0.00% | cash | - | |
| Bank of America, NA | Swap | 15/10/2027 | 161,046 | 0.07% | cash | - | |
| Bank of America, NA | Swap | 26/05/2026 | 654,461 | 0.27% | cash | - | |
| Bank of America, NA | Swap | 02/04/2027 | 330,059 | 0.13% | cash | - | |
| Bank of America, NA | Swap | 27/01/2027 | 399,864 | 0.16% | cash | - | |
| Merrill Lynch International | Swap | 15/01/2027 | 76,181 | 0.03% | cash | - | |
| Merrill Lynch International | Swap | 26/05/2026 | 654,461 | 0.27% | cash | - | |
| Merrill Lynch International | Swap | 15/03/2028 | 3,528 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 30/04/2026 | 12,013 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 27/05/2026 | 749,333 | 0.30% | cash | - | |
| Merrill Lynch International | Swap | 02/04/2027 | 330,059 | 0.13% | cash | - | |
| Merrill Lynch International | Swap | 11/05/2026 | 126,863 | 0.05% | cash | - | |
| Merrill Lynch International | Swap | 10/07/2026 | 280,000 | 0.11% | cash | - | |
| Merrill Lynch International | Swap | 27/01/2027 | 399,864 | 0.16% | cash | - | |
| Merrill Lynch International | Swap | 04/06/2027 | 36,305 | 0.01% | cash | + | |
| TOTAL | 6,254,836 | 2.54% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 8,176,773 | 3.32% |
-
Full chain of controlled undertakings through which the holding is effectively held, if applicable
-
In case of proxy voting for only one GM
| (DD/MM/YYYY) | |||
|---|---|---|---|
| Holder | will cease to hold /will hold again | voting rights as of |
- Additional information
Holding of Equivalent Financial Instruments (10B) going below 3%.
| Done at London, United Kingdom | ||
|---|---|---|
| On | 20/04/2026 (DD/MM/YYYY) | |
| Name & capacity Kamil Dziedzic, Vice President | Signature |
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted.
| 鼺CompanyProfile | Bank of America, National Association図AppointmentsOwnership | 睡Tree Walker | ||||
|---|---|---|---|---|---|---|
| Group Structure (Legal Structure) | ||||||
| Basic SearchMore $\rightarrow$ | ||||||
| Structure $\odot$Legal Structure | Show$\blacktriangledown$Structure above | As at2026-04-16$\blacktriangledown$ | Min.Ownership茴団 | Max.Ownership% | %$\alpha$ | |
| Legal StructureBank of America Corporation100.0000000000% | ||||||
| 80.4081376316%500 Common ($0 Par) sharesNB Holdings Corporation100.0000000000%80.408137631696834 Common Stock shares | ||||||
| BAC North America Holding Company80.4081376316%80.4081376316%151,002,134 Voting Common shares | ||||||
| Bank of America, National Association |
| 鼺CompanyProfile | BofA Securities, Inc.Appointments | 区Ownership | 睡Tree Walker | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Group Structure (Legal Structure) | |||||||||
| Basic Search | More $\rightarrow$ | ||||||||
| Structure $\odot$Legal Structure | $\blacktriangledown$ | ShowStructure above | $\blacktriangledown$ | As at2026-04-16 | 茴団 | Min.Ownership | Max.Ownership0% | % | |
| Legal Structure | |||||||||
| Bank of America Corporation100.0000000000%100.0000000000%500 Common ($0 Par) sharesNB Holdings Corporation | |||||||||
| 100.0000000000%100.0000000000% | 1,000 Common shares, 17.07 Series A 6.375% Non-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares | ||||||||
| BofA Securities, Inc. |
| Merrill Lynch International | ||||
|---|---|---|---|---|
| 鼺区AppointmentsOwnershipCompanyProfile | 睡Tree Walker | |||
| Group Structure (Legal Structure) | ||||
| Basic SearchMore $\rightarrow$ | ||||
| Structure $\odot$ | Show | As at | Min.OwnershipMax.Ownership | |
| Legal Structure$\blacktriangledown$ | Structure above$\blacktriangledown$ | 茴団2026-04-16 | 0% | %Q |
| BofAML Jersey Holdings Limited100.0000000000%100.0000000000%1,000 Ordinary sharesBofAML EMEA Holdings 2 Limited80.1000000385%80.1000000385%6,354,355,387 Ordinary shares | 100.0000000000%500 Common ($0 Par) sharesNB Holdings Corporation100.0000000000%100.0000000000%9,009,987,959 Ordinary sharesBofAML Jersey Holdings Limited19.8999999615%100.0000000000%1,578,672,558 Ordinary shares | |||
| Merrill Lynch International |
| 鼺AppointmentsCompanyProfile | 冈Ownership | 睡Tree Walker | ||||
|---|---|---|---|---|---|---|
| Group Structure (Legal Structure) | ||||||
| Basic Search | More $\rightarrow$ | |||||
| Structure OLegal Structure | $\blacktriangledown$ | ShowStructure above | As at2026-04-16$\blacktriangledown$ | 固団 | Min.OwnershipMax.Ownership% | % $Q$ |
| Legal Structure | ||||||
| Bank of America Corporation100.0000000000%100.0000000000%500 Common ($0 Par) sharesNB Holdings Corporation100.0000000000%100.0000000000%834 Common Stock shares |