AI assistant
Umicore — Major Shareholding Notification 2026
May 4, 2026
4018_rns_2026-05-04_58a5a01d-cf28-49f5-b77d-f7796c13043d.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
FSMA
FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Name
Identification number
UMICORE
0401-574-852
3) Reason for the notification
Acquisition or disposal of financial instruments that are treated as voting securities
Downward crossing of the lowest threshold
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
24/04/2026 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities | Linked to securities | Not linked to the securities | |
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 254 | 254 | 0.00% | ||
| BofA Securities, Inc. | 13,620 | 7,365 | 0.00% | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 12 | 12 | 0.00% | ||
| Merrill Lynch International | 1,908,051 | 3,153,402 | 1.28% | ||
| Subtotal | 1,921,937 | 3,161,033 | 1.28% |
TOTAL
| 3,161,033 | 0 | 1.28% | 0.00% |
|---|---|---|---|
Start with "groups" of holders. Add subtotals with $\sum_{i=1}^{n} a_{i}$ and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised | % of voting rights | Settlement |
| Merrill Lynch International | Right to Recall | 18,237 | 0.01% | physical | ||
| Merrill Lynch International | Rights of Use | 24,985 | 0.01% | physical | ||
| Bolfa Securities, Inc. | Rights of Use | 19,715 | 0.01% | physical | ||
| Bank of America, NA | Swap | 05/11/2026 | 1,916,952 | 0.78% | cash | |
| Bank of America, NA | Swap | 15/10/2027 | 173,535 | 0.07% | cash | |
| Bank of America, NA | Swap | 02/04/2027 | 330,059 | 0.13% | cash | |
| Bank of America, NA | Swap | 27/01/2027 | 399,864 | 0.16% | cash | |
| Bank of America, NA | Swap | 15/05/2028 | 20,138 | 0.01% | cash | |
| Merrill Lynch International | Swap | 15/01/2027 | 76,181 | 0.03% | cash | |
| Merrill Lynch International | Swap | 30/04/2026 | 31,437 | 0.01% | cash | |
| Merrill Lynch International | Swap | 02/04/2027 | 330,059 | 0.13% | cash | |
| Merrill Lynch International | Swap | 10/07/2026 | 280,000 | 0.11% | cash | |
| Merrill Lynch International | Swap | 27/01/2027 | 399,864 | 0.16% | cash | |
| Merrill Lynch International | Swap | 04/06/2027 | 36,305 | 0.01% | cash | |
| Merrill Lynch International | Swap | 29/12/2026 | 503 | 0.00% | cash | |
| Merrill Lynch International | Swap | 15/02/2028 | 111 | 0.00% | cash | |
| TOTAL | 4,057,945 | 1.65% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights |
|---|---|---|
| CALCULATE | 7,218,978 | 2.93% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM
Holder
will cease to hold / will hold again
voting rights as of
13) Additional information

Done at London, United Kingdom
On 28/04/2020 (DD/MM/YYYY)
Name & capacity Kamil Dziedzic, Vice President
Signature Kamil Dziedzic
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.


Bank of America, National Association
Merrill Lynch International

Group Structure (Legal Structure)
Basic Search
More →
Structure ①
Legal Structure
Show
Structure above
As at
2026-04-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Group Structure (Legal Structure)

Legal Structure

BofA Securities, Inc.
^{}[]
Company Profile
^{}[]
Appointments
^{}[]
Ownership
^{}[]
Free Market
^{}[]
Group Structure (Legal Structure)
Basic Search
More →
| Structure ① | Show | As at | Min.Ownership | Max.Owner |
|---|---|---|---|---|
| Legal Structure | Structure above | 2026-04-24 | 前 | % |
Legal Structure
