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Umicore — Major Shareholding Notification 2026
May 6, 2026
4018_rns_2026-05-06_c054f4ef-1fa5-482e-bae0-06831f540332.pdf
Major Shareholding Notification
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FSMA
FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TN-1 BE
PAR11
1) Status of the notification
Final
2) Issuer
Name
UMICORE
Identification number
0401-574-852
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| JPMorgan Chase & Co. | c/o CT Corporation, 1209 Orange Street, Wilmington, DE19801, USA |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
✓ Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
27/04/2026 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
✓ If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000
✓ Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities | Linked to securities | Not linked to the securities | |
| JPMorgan Chase & Co. | 0 | 0 | 0.00% | ||
| J.P. Morgan Securities LLC | 0 | 649,421 | 0.26% | ||
| J.P. Morgan Securities plc | 0 | 1,022,220 | 0.41% | ||
| Subtotal | 1,671,641 | 0.68% |
TOTAL
| 1,671,641 | 0 | 0.68% | 0.00% |
|---|---|---|---|
Start with "groups" of holders. Add subtotals with $\sum_{i}$ and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and $\%$ will be updated once you have clicked on «CALCULATE».
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised | % of voting rights | Settlement |
| J.P. Morgan Securities LLC | Third parties depository receipts where right of use held | 10,375 | 0.00% | cash | ||
| J.P. Morgan Securities plc | Cash-settled Equity Swaps | 625,305 | 0.25% | - | ||
| J.P. Morgan Securities plc | Third parties shares where right of use held | 520,612 | 0.21% | - | ||
| J.P. Morgan Securities plc | Right to recall shares lent out | 4,703,001 | 1.91% | + | ||
| TOTAL | 5,859,293 | 2.38% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights |
|---|---|---|
| CALCULATE | 7,530,934 | 3.06% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities PLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
12) In case of proxy voting for only one GM

13) Additional information


For security reasons, the unsigned form in vlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.