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Umicore Major Shareholding Notification 2026
4018_rns_2026-03-17_ac813d5f-5f86-4cab-a1cf-175d87d3bba3.pdf
Major Shareholding Notification
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FSMA
FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Name
Identification number
UMICORE
0401-574-852
3) Reason for the notification
Acquisition or disposal of financial instruments that are treated as voting securities
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| Bank of America Corporation | 1209, Corporation Trust Center, Orange Street, Wilmington, DE, United States of America |
6) Persons that dispose of voting rights (only to be filed in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
↑
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
13/03/2026 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
↑
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000
↑
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities | Linked to securities | Not linked to the securities | |
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 139 | 139 | 0.00% | ||
| BofA Securities, Inc. | 52,110 | 52,110 | 0.02% | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 12 | 12 | 0.00% | ||
| Merrill Lynch International | 483,277 | 0 | 0.00% | ||
| Subtotal | 535,538 | 52,261 | 0.02% |
TOTAL
| 52,261 | 0 | 0.02% | 0.00% |
|---|---|---|---|
Start with "groups" of holders. Add subtotals with $\sum_{i=1}^{n} a_i$ and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised | % of voting rights | Settlement |
| Merrill Lynch International | Right to Recall | 11,538 | 0.00% | physical | ||
| Merrill Lynch International | Rights of Use | 29,885 | 0.01% | physical | ||
| BolfA Securities, Inc. | Rights of Use | 32,631 | 0.01% | physical | ||
| Bank of America, NA | Swap | 05/11/2026 | 1,286,949 | 0.52% | cash | |
| Bank of America, NA | Swap | 04/08/2026 | 649,000 | 0.26% | cash | |
| Bank of America, NA | Swap | 15/03/2028 | 64,948 | 0.03% | cash | |
| Bank of America, NA | Swap | 15/10/2027 | 91,430 | 0.04% | cash | |
| Bank of America, NA | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | |
| Bank of America, NA | Swap | 13/05/2026 | 105,000 | 0.04% | cash | |
| Merrill Lynch International | Swap | 15/01/2027 | 506,812 | 0.21% | cash | |
| Merrill Lynch International | Swap | 29/05/2026 | 5,328 | 0.00% | cash | |
| Merrill Lynch International | Swap | 04/08/2026 | 649,000 | 0.26% | cash | |
| Merrill Lynch International | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | |
| Merrill Lynch International | Swap | 09/04/2026 | 1,553,075 | 0.63% | cash | |
| Merrill Lynch International | Swap | 13/04/2026 | 495,793 | 0.20% | cash | |
| Merrill Lynch International | Swap | 20/12/2030 | 588,896 | 0.24% | cash | |
| Merrill Lynch International | Swap | 15/03/2028 | 64,948 | 0.03% | cash | |
| Merrill Lynch International | Swap | 13/05/2026 | 105,000 | 0.04% | cash | |
| Merrill Lynch International | Swap | 10/07/2026 | 280,000 | 0.11% | cash | |
| Merrill Lynch International | Swap | 15/06/2026 | 105,000 | 0.04% | cash | |
| Merrill Lynch International | Swap | 09/09/2027 | 6,036 | 0.00% | cash | |
| Merrill Lynch International | Swap | 29/01/2027 | 19,228 | 0.01% | cash | |
| Merrill Lynch International | Swap | 04/06/2027 | 370 | 0.00% | cash | |
| TOTAL | 8,824,867 | 3.58% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights |
|---|---|---|
| CALCULATE | 8,877,128 | 3.60% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
Holder
will cease to hold / will hold again
voting rights as of
(DD/MM/YYYY)
13) Additional information
Holding of Equivalent Financial Instruments (10B) going above 3%.
Done at London, United Kingdom
On 16/03/2026 (DD/MM/YYYY)
Name & capacity Kamil Dziedzic, Vice President
Signature Kamil Dziedzic
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.
Bank of America, National Association
Company Profile
Appointments
Ownership
Tree Walker
Group Structure (Legal Structure)
Basic Search
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Structure
Legal Structure
Show
Structure above
As at
2026-03-13
Legal Structure
BofA Securities, Inc.
Company Profile
Appointments
Ownership
Tree Walker
Group Structure (Legal Structure)
Basic Search
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Structure ①
Legal Structure
Show
Structure above
As at
2026-03-13
Min.Ownership
Min.Ownership
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Group Structure (Legal Structure)
Legal Structure
