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Umicore Major Shareholding Notification 2026
4018_rns_2026-02-26_08441f27-96e2-4cdd-94e6-fb5784a2e3e3.pdf
Major Shareholding Notification
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FSMA
FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Name
Identification number
UMICORE
0401-574-852
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
+
4) Notification by
A parent undertaking or a controlling person
+
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) |
+
6) Persons that dispose of voting rights (only to be filed in if art. 7 of the Law applies)
| Name | Address (for legal entities) |
|---|---|
+Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
24/02/2026 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
+If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
246,400,000
+Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities | Linked to securities | Not linked to the securities | |
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 0 | 2,280 | 0.00% | ||
| BofA Securities, Inc. | 1,215 | 427 | 0.00% | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 12 | 12 | 0.00% | ||
| Merrill Lynch International | 81,868 | 464,372 | 0.19% | ||
| Subtotal | 83,095 | 467,091 | 0.19% |
TOTAL
| 467,091 | 0 | 0.19% | 0.00% | |
|---|---|---|---|---|
Start with "groups" of holders. Add subtotals with $\sum_{i}$ and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised | % of voting rights | Settlement |
| Merrill Lynch International | Right to Recall | 87,002 | 0.04% | physical | ||
| Merrill Lynch International | Rights of Use | 96,068 | 0.04% | physical | ||
| Bolfa Securities, Inc. | Rights of Use | 47,439 | 0.02% | physical | ||
| Bank of America, NA | Swap | 15/10/2027 | 97,880 | 0.04% | cash | |
| Bank of America, NA | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | |
| Bank of America, NA | Swap | 17/01/2028 | 4,501 | 0.00% | cash | |
| Bank of America, NA | Swap | 05/11/2026 | 661,656 | 0.27% | cash | |
| Bank of America, NA | Swap | 04/08/2026 | 649,000 | 0.26% | cash | |
| Merrill Lynch International | Swap | 26/05/2026 | 1,087,000 | 0.44% | cash | |
| Merrill Lynch International | Swap | 29/05/2026 | 5,328 | 0.00% | cash | |
| Merrill Lynch International | Swap | 30/06/2026 | 674 | 0.00% | cash | |
| Merrill Lynch International | Swap | 13/04/2026 | 495,793 | 0.20% | cash | |
| Merrill Lynch International | Swap | 09/04/2026 | 1,553,075 | 0.63% | cash | |
| Merrill Lynch International | Swap | 04/08/2026 | 649,000 | 0.26% | cash | |
| Merrill Lynch International | Swap | 15/03/2027 | 17,676 | 0.01% | cash | |
| Merrill Lynch International | Swap | 15/01/2027 | 506,812 | 0.21% | cash | |
| TOTAL | 7,045,904 | 2.86% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights |
|---|---|---|
| CALCULATE | 7,512,995 | 3.05% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
Holder
will cease to hold / will hold again
voting rights as of
13) Additional information
Done at London, United Kingdom
On 25/02/2026 (DD/MM/YYYY)
Name & capacity Kamil Dziedzic, Vice President
Signature Kamil Dziedzic
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.
Group Structure (Legal Structure)
Group Structure (Legal Structure)
BofA Securities, Inc.
Company Prime
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2026-02-24
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Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Structure ①
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