Major Shareholding Notification • Nov 26, 2025
Major Shareholding Notification
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| 1) Status of the notification | ||
|---|---|---|
Final
Name UMICORE Identification number 0401-574-852
Acquisition or disposal of voting securities or voting rights
2 +
A parent undertaking or a controlling person
2 +
A +
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) | + |
| Name | Address (for legal entities) |
|---|---|
Please continue entering the information in part II concerning the
Part II
20/11/2025 (DD/MM/YYYY)
persons referred to in Sections 5 and 6
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
246,400,000
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification After the transaction |
||||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 0 | 0 | 0.00% | ||
| BofA Securities, Inc. | 0 | 0 | 0.00% | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc |
12 | 12 | 0.00% | ||
| Merrill Lynch International | 3,308,081 | 1,812,239 | 0.74% | ||
| Subtotal | 3,308,093 | 1,812,251 | 0.74% | ||
| TOTAL | 1,812,251 | 0 | 0.74% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| Merrill Lynch International | Right to Recall | 86,313 | 0.04% | physical | - | ||
| Merrill Lynch International | Right of Use | 66,589 | 0.03% | physical | - | ||
| BofA Securities, Inc. | Right of Use | 40,210 | 0.02% | physical | - | ||
| Merrill Lynch International | Physical Swap | 26/11/2025 | 299,000 | 0.12% | physical | - | |
| Merrill Lynch International | Swap | 16/02/2026 | 600,000 | 0.24% | cash | - | |
| Merrill Lynch International | Swap | 07/12/2026 | 8,077 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 30/09/2026 | 2,095 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 28/02/2028 | 90,738 | 0.04% | cash | - | |
| Merrill Lynch International | Swap | 25/06/2027 | 16,132 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 16/04/2027 | 436,538 | 0.18% | cash | - | |
| Merrill Lynch International | Swap | 12/02/2026 | 495,793 | 0.20% | cash | - | |
| Merrill Lynch International | Swap | 22/01/2026 | 393,000 | 0.16% | cash | - | |
| Merrill Lynch International | Swap | 11/12/2025 | 1,959,295 | 0.80% | cash | - | |
| Merrill Lynch International | Swap | 01/12/2025 | 914,000 | 0.37% | cash | - | |
| Merrill Lynch International | Swap | 30/04/2026 | 3,479 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 29/05/2026 | 10,719 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 27/02/2026 | 16 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 29/12/2025 | 2,691 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 30/01/2026 | 45,461 | 0.02% | cash | - | |
| Bank of America, NA | Swap | 15/10/2027 | 134,523 | 0.05% | cash | - | |
| Bank of America, NA | Swap | 01/12/2025 | 914,000 | 0.37% | cash | - | |
| Bank of America, NA | Swap | 15/12/2027 | 41,590 | 0.02% | cash | + | |
| TOTAL | 6,560,259 | 2.66% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 8,372,510 | 3.40% |
| Bank of America, NA, BofA Securities, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch International are controlled by "Bank of America Corporation" (see enclosure). Bank of America Corporation is not a controlled entity. |
||||||
|---|---|---|---|---|---|---|
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
| Change in Nature disclosure required. Legal Entity level crossing where Merrill Lynch International total holdings has gone below 3% | |||||
|---|---|---|---|---|---|
| Done at London, United Kingdom | |||||
| 21/11/2025 (DD/MM/YYYY) | |||||
| On | |||||
| Name & capacity Frank Lui, Vice President | |||||
| Signature | |||||
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