Major Shareholding Notification • Feb 12, 2025
Major Shareholding Notification
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2) Issuer
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| Final | |
|---|---|
| Name UMICORE |
Identification number 0401-574-852
| Acquisition or disposal of voting securities or voting rights | |
|---|---|
| Acquisition or disposal of financial instruments that are treated as voting securities |
A parent undertaking or a controlling person
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, DE (United States) | + |
| Name | Address (for legal entities) | ||
|---|---|---|---|
| + A |
|||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II |


If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
| 246,400,000 | |
|---|---|
Please enter the denominator before filling in the data
| Previous notification After the transaction A) Voting rights |
|||||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
S | ||
| Bank of America Corporation | 0 | 0 | 0.00% | 1 | |||
| Bank of America, NA | 3,349 | 21 | 0.00% | 1 | |||
| BofA Securities, Inc. | 12,209 | 3,923 | 0.00% | 1 | |||
| Managed Account Advisors, LLC | 3,096 | 12 | 0.00% | 1 | |||
| Merrill Lynch, Pierce, Fenner & Smith Inc |
27 | 27 | 0.00% | 1 | |||
| Merrill Lynch International | 518,963 | 1,339,646 | 0.54% | 1 |
| Subtotal | 537,644 | 1,343,629 | 0.55% | S | + | ||
|---|---|---|---|---|---|---|---|
| TOTAL | 1,343,629 | 0 | 0.55% | 0.00% | |||
| Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. |
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| Merrill Lynch International | Right to Recall | 360,928 | 0.15% | physical | - | ||
| Merrill Lynch International | Right of Use | 124,883 | 0.05% | physical | - | ||
| Bank of America, NA | Swap | 26/05/2026 | 296,691 | 0.12% | cash | - | |
| Bank of America, NA | Swap | 31/07/2026 | 236,360 | 0.10% | cash | - | |
| Bank of America, NA | Swap | 14/06/2027 | 321,428 | 0.13% | cash | - | |
| Bank of America, NA | Swap | 18/02/2025 | 188,250 | 0.08% | cash | - | |
| Bank of America, NA | Swap | 02/04/2025 | 808,000 | 0.33% | cash | - | |
| Merrill Lynch International | Swap | 26/05/2026 | 296,691 | 0.12% | cash | - | |
| Merrill Lynch International | Swap | 29/08/2025 | 3,788 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 25/06/2026 | 42,187 | 0.02% | cash | - | |
| Merrill Lynch International | Swap | 16/02/2026 | 207,956 | 0.08% | cash | - | |
| Merrill Lynch International | Swap | 31/03/2026 | 481,703 | 0.20% | cash | - | |
| Merrill Lynch International | Swap | 15/09/2025 | 1,576,028 | 0.64% | cash | - | |
| Merrill Lynch International | Swap | 30/04/2026 | 71,906 | 0.03% | cash | - | |
| Merrill Lynch International | Swap | 30/06/2025 | 21,614 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 14/06/2027 | 321,428 | 0.13% | cash | - | |
| Merrill Lynch International | Swap | 18/11/2026 | 207 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 12/01/2026 | 36,613 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 17/12/2029 | 20,343 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 28/11/2025 | 24,089 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 21/05/2026 | 27,649 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 27/02/2026 | 630 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 30/01/2026 | 10,685 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 02/04/2025 | 808,000 | 0.33% | cash | - | |
| Merrill Lynch International | Swap | 18/02/2025 | 188,250 | 0.08% | cash | - | |
| Merrill Lynch International | Swap | 18/03/2026 | 46,057 | 0.02% | cash | + | |
| TOTAL | 6,522,364 | 2.65% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 7,865,993 | 3.19% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch International are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.
Holder will cease to hold / will hold again 0 voting rights as of
(DD/MM/YYYY)
| Done at London, United Kingdom 10/02/2025 (DD/MM/YYYY) On Name & capacity Kamil Dziedzic, Vice President Signature For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted. |
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|---|---|---|---|---|
| Done at London, United Kingdom | |||
|---|---|---|---|
| On | 10/02/2025 (DD/MM/YYYY) | ||
| Name & capacity Kamil Dziedzic, Vice President | Signature |
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