Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Umicore Major Shareholding Notification 2025

Nov 21, 2025

4018_rns_2025-11-21_182700e6-48b6-4834-9170-dacebfbbdeeb.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

{0}------------------------------------------------

Transparency notification Form TR-1 BE PART I

Final

2) Issuer

Name UMICORE Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights Acquisition or disposal of financial instruments that are treated as voting securities

4) Notification by

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name Address (for legal entities)
Bank of America Corporation Wilmington, DE (United States) +

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)

Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6

Part II

7) Date on which the threshold is crossed

18/11/2025 (DD/MM/YYYY)

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

9) Denominator

246,400,000

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
Bank of America Corporation 0 0 0.00%
Bank of America, NA 1 0 0.00%
BofA Securities, Inc. 1,917 0 0.00%
Managed Account Advisors, LLC 12 0 0.00%
Merrill Lynch, Pierce, Fenner & Smith
Inc
12 12 0.00%
Merrill Lynch International 365,831 3,308,081 1.34%

2 - 3 +

2 +

A +

{1}------------------------------------------------

Subtotal 367,773 3,308,093 1.34% S + TOTAL 3,308,093 0 1.34% 0.00%

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .

{2}------------------------------------------------

B) Equivalent financial instruments After the transaction
Holders of equivalent financial instruments Type of financial instrument Expiration date Exercise period or date # of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
Merrill Lynch International Right to Recall 106,065 0.04% physical -
Merrill Lynch International Right of Use 72,068 0.03% physical -
Merrill Lynch International Physical Swap 26/11/2025 299,000 0.12% physical -
Merrill Lynch International Swap 16/02/2026 600,000 0.24% cash -
Merrill Lynch International Swap 31/03/2026 526 0.00% cash -
Merrill Lynch International Swap 07/12/2026 10,192 0.00% cash -
Merrill Lynch International Swap 30/09/2026 2,095 0.00% cash -
Merrill Lynch International Swap 28/02/2028 107,756 0.04% cash -
Merrill Lynch International Swap 25/06/2027 16,132 0.01% cash -
Merrill Lynch International Swap 15/10/2027 17,330 0.01% cash -
Merrill Lynch International Swap 16/04/2027 436,538 0.18% cash -
Merrill Lynch International Swap 12/02/2026 495,793 0.20% cash -
Merrill Lynch International Swap 22/01/2026 393,000 0.16% cash -
Merrill Lynch International Swap 11/12/2025 815,295 0.33% cash -
Merrill Lynch International Swap 01/12/2025 914,000 0.37% cash -
Merrill Lynch International Swap 30/04/2026 1,513 0.00% cash -
Merrill Lynch International Swap 29/05/2026 10,719 0.00% cash -
Bank of America, NA Swap 15/10/2027 152,756 0.06% cash -
Bank of America, NA Swap 01/12/2025 914,000 0.37% cash -
BofA Securities, Inc. Right of Use 35,210 0.01% physical +
TOTAL 5,399,988 2.19% _

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 8,708,081 3.53%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch
International are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.
12) In case of p roxy v oting : for on ly one GM
(DD/MM/YYYY
Holder will cease to hold /
will hold again
0 voting rights as of

13) Additional information

{3}------------------------------------------------

Done at London, United Kingdom
On 19/11/2025 (DD/MM/YYYY)
Name & capacity Frank Lui, Vice President s ignature Kank

For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.

In addition, a signed copy in $\underline{\mathsf{PDF}}$ format should also be transmitted.

{4}------------------------------------------------

{5}------------------------------------------------

{6}------------------------------------------------

{7}------------------------------------------------

{8}------------------------------------------------