Major Shareholding Notification • Aug 28, 2024
Major Shareholding Notification
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2) Issuer
| Final | |
|---|---|
| Name UMICORE | |
|---|---|
| Identification number 0505-640-808 | |
| Acquisition or disposal of voting securities or voting rights |
|---|
| --------------------------------------------------------------- |
4) Notification by
A parent undertaking or a controlling person
| Name | Address (for legal entities) | |
|---|---|---|
| JPMorgan Chase & Co. | c/o CT Corporation, 1209 Orange Street, Wilmington, DE19801, USA | + |
| Name | Address (for legal entities) |
|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II |


If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
|||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
||
| JPMorgan Chase & Co. | 0 | 0 | 0 | 0.00% | 0.00% | |
| J.P. Morgan Securities PLC | 0 | 3,485,603 | 0 | 1.41% | 0.00% | |
| J.P. Morgan Securities LLC | 0 | 256,736 | 0 | 0.10% | ||
| Subtotal | 3,742,339 | 1.52% | ||||
| TOTAL | 3,742,339 | 0 | 1.52% | 0.00% |
| - |
|---|
| - |
| - |
| + |
0
0
0
2 +
2 +
A +
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| J.P. Morgan Securities PLC | Equity SWAP | 28/11/2024 - 03/02/2031 | 4,101,015 | 1.66% | cash | - | |
| J.P. Morgan Securities PLC | Convertible Bond | 23/06/2025 | 23/06/2025 | 7,349 | 0.00% | physical | - |
| J.P. Morgan Securities LLC | Equity Depository Receipt | 50 | 0.00% | physical | - | ||
| J.P. Morgan Structured Products B.V. | Cash Settled Call Option | 07/11/2024 | 07/11/2024 | 100,000 | 0.04% | cash | + |
| TOTAL | 4,208,414 | 1.71% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 7,950,753 | 3.23% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| JPMorgan Chase & Co. | |
|---|---|
| JPMorgan Chase Bank, National Association (100%) | |
| J.P. Morgan International Finance Limited (100%) | |
| J.P. Morgan Capital Holdings Limited (100%) | |
| J.P. Morgan Securities plc (100%) | |
| JPMorgan Chase & Co. | |
| JPMorgan Chase Holdings LLC (100%) | |
| J.P. Morgan Broker-Dealer Holdings Inc. (100%) | |
| J.P. Morgan Securities LLC (100%) | |
| JPMorgan Chase & Co. | |
| JPMorgan Chase Bank, National Association (100%) | |
| J.P. Morgan International Finance Limited (100%) | |
| J.P. Morgan Structured Products B.V. (100%) |
12) In case of proxy voting for only one GM

13) Additional information

Done at London On 23/08/2024 (DD/MM/YYYY) Name & capacity Aya Saito & Associate Signature
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.
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