Major Shareholding Notification • Jul 6, 2022
Major Shareholding Notification
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2) Issuer
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A +
| Final | |
|---|---|
| Identification number 0401-574-852 | Name UMICORE |
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights |
|---|
| Acquisition or disposal of financial instruments that are treated as voting securities |
| Downward crossing of the lowest threshold |
| A parent undertaking or a controlling person | |
|---|---|
| ---------------------------------------------- | -- |
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) | + |
| Name | Address (for legal entities) |
|---|---|
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
28/06/2022 (DD/MM/YYYY)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
246,400,000
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Bank of America, NA | 14,095 | ||||
| Merrill Lynch Professional Clearing Corporation |
0 | ||||
| BofA Securities, Inc. | 19,395 | ||||
| Managed Account Advisors, LLC | 37,510 | ||||
| U.S. Trust Co of Delaware | 3,409 |
| Merrill, Lynch, Pierce, Fenner & Smith Inc. |
622 | 6 | - | ||
|---|---|---|---|---|---|
| Merrill Lynch International | 5,349,175 | 7 | - | ||
| BofA Securities Europe SA | 959,753 | 8 | + | ||
| TOTAL | 0 | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 0 | 0.00% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
13) Additional information
| The trigger for the notification is due to the trading book holding going below the 5% exemption. | ||||||
|---|---|---|---|---|---|---|
| Moreover the total holdings of Bank of America Corporation (Total A&B) has fallen below the lowest threshold of 3%. | ||||||
| Done at London | ||||
|---|---|---|---|---|
| On | 01/07/2022 (DD/MM/YYYY) | |||
| Name & capacity Frank Lui, Vice President | Signature |
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