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Umicore
Major Shareholding Notification • Aug 13, 2021
4018_rns_2021-08-13_92dcf824-1911-405b-847f-fb5b891e6170.pdf
Major Shareholding Notification
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Final
| Name UMICORE | |
|---|---|
| Identification number 0401-574-852 |
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7) Date on which the threshold is crossed
10/08/2021 (DD/MM/YYYY)
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| Name | Address (for legal entities) | ||
|---|---|---|---|
| BlackRock, Inc. | 55 East 52nd Street, New York, NY, 10055, U.S.A. | ||
| BlackRock (Singapore) Limited | 20 Anson Road #18-01, Singapore, 79912, Singapore | ||
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Advisors, LLC | 55 East 52nd Street, New York, NY, 10055, U.S.A. | ||
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada | ||
| BlackRock Asset Management Deutschland AG | Lenbachplatz 1 1st Floor, Munich, 80333-MN3, Germany | ||
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong |
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| BlackRock Financial Management, Inc. | 55 East 52nd Street, New York, NY, 10055, U.S.A. | ||
| BlackRock Fund Advisors | 400 Howard Street, San Francisco, CA, 94105, U.S.A. | ||
| BlackRock Institutional Trust Company, National Association |
400 Howard Street, San Francisco, CA, 94105, U.S.A. | ||
| BlackRock International Limited | Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K. | ||
| BlackRock Investment Management (Australia) Limited | Level 37 Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia | ||
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ, 8540, U.S.A. | ||
| BlackRock Japan Co., Ltd. | 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan | ||
| Aperio Group, LLC | 3 Harbor Dr Suite 204, Sausalito, CA 94965, United States |
| Name | Address (for legal entities) |
|---|---|
8) Threshold that is crossed (in %)
Transparency notification Form TR-1 BE PART I
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
1) Status of the notification
2) Issuer
3) Reason for the notification
5) Persons subject to the notification requirement
4) Notification by
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
A parent undertaking or a controlling person
Acquisition or disposal of voting securities or voting rights
246,400,000
| A) Voting rights | After the transaction Previous notification |
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|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| BlackRock, Inc. | 0 | 0 | 0.00% | ||
| BlackRock (Singapore) Limited | 380 | 380 | 0.00% | ||
| BlackRock Advisors (UK) Limited | 2,035,349 | 1,697,046 | 0.69% | ||
| BlackRock Advisors, LLC | 94,238 | 111,096 | 0.05% | ||
| BlackRock Asset Management Canada Limited |
149,558 | 149,663 | 0.06% | ||
| BlackRock Asset Management Deutschland AG |
403,115 | 361,580 | 0.15% | ||
| BlackRock Asset Management North Asia Limited |
1,619 | 1,619 | 0.00% | ||
| BlackRock Financial Management, Inc. | 73,373 | 49,719 | 0.02% | ||
| BlackRock Fund Advisors | 3,079,787 | 3,282,508 | 1.33% | ||
| BlackRock Institutional Trust Company, National Association |
2,850,548 | 2,698,478 | 1.10% | ||
| BlackRock International Limited | 314 | 314 | 0.00% | ||
| BlackRock Investment Management (Australia) Limited |
117,842 | 68,447 | 0.03% | ||
| BlackRock Investment Management (UK) Limited |
1,837,393 | 2,970,425 | 1.21% | ||
| BlackRock Investment Management, LLC |
270,577 | 225,897 | 0.09% | ||
| BlackRock Japan Co., Ltd. | 120,104 | 106,654 | 0.04% | ||
| Aperio Group, LLC | 6,207 | 6,207 | 0.00% | ||
| Subtotal | 11,040,404 | 11,730,033 | 4.76% | ||
| TOTAL | 11,730,033 | 0 | 4.76% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
10) Notified details
9) Denominator
Please enter the denominator before filling in the data
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| BlackRock Advisors (UK) Limited | Securities Lent | 166,773 | 0.07% | physical | - | ||
| BlackRock Advisors, LLC | Contract for Difference | 9,836 | 0.00% | cash | - | ||
| BlackRock Institutional Trust Company, National Association |
Contract for Difference | 91,237 | 0.04% | cash | - | ||
| BlackRock Investment Management (UK) Limited |
Securities Lent | 95,822 | 0.04% | physical | - | ||
| BlackRock Investment Management (UK) Limited |
Contract for Difference | 4,621 | 0.00% | cash | - | ||
| Aperio Group, LLC | Depositary Receipt | 229,308 | 0.09% | + | |||
| TOTAL | 597,597 | 0.24% |
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 12,327,630 | 5.00% |
| 0 | voting rights as of | ||
|---|---|---|---|
| will hold again |
| (DD/MM/YYYY) | |||||
|---|---|---|---|---|---|
| Holder | will cease to hold / | 0 | voting rights as of |
| Done at 12 Throgmorton Avenue, London EC2N 2DL, U.K. | |||
|---|---|---|---|
| On | 13/08/2021 (DD/MM/YYYY) | ||
| Name & capacity James Michael, Vice President | Signature |
The totals will be updated once you have clicked on
| Please see the full chain of control in "Chain of Control" tab. | |
|---|---|
13) Additional information
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
The disclosure obligation arose due to total holdings in voting rights for BlackRock, Inc. going above 5%.
12) In case of proxy voting for only one GM
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
Name
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock HK Holdco Limited BlackRock Lux Finco S.a.r.l. BlackRock Japan Holdings GK BlackRock Japan Co., Ltd.
BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock Investment Management (UK) Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Australia Holdco Pty. Ltd. BlackRock Investment Management (Australia) Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock International Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Institutional Trust Company, National Association BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Fund Advisors
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock HK Holdco Limited BlackRock Asset Management North Asia Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock (Netherlands) B.V. BlackRock Asset Management Deutschland AG
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Canada Holdings LP BlackRock Canada Holdings ULC BlackRock Asset Management Canada Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Capital Holdings, Inc. BlackRock Advisors, LLC
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock Advisors (UK) Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock (Singapore) Limited
BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC Amethyst Intermediate, LLC Aperio Holdings, LLC Aperio Group, LLC