Major Shareholding Notification • Oct 4, 2021
Major Shareholding Notification
Open in ViewerOpens in native device viewer
| Transparency notification Form TR-1 BE PART I |
|||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Name UMICORE | |||
| Identification number 0401-574-852 | |||
| 3) Reason for the notification | 0 | ||
| Acquisition or disposal of voting securities or voting rights | + 2 |
||
| 4) Notification by | 0 | ||
| A parent undertaking or a controlling person | + 2 |
||
| 5) Persons subject to the notification requirement | |||
| 0 | |||
| Name | Address (for legal entities) | ||
| Baillie Gifford & Co | Calton Square, 1 Greenside Row, Edinburgh, EH1 3AN, UK | - | |
| Baillie Gifford Overseas Limited | Calton Square, 1 Greenside Row, Edinburgh, EH1 3AN, UK | + | |
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||
| Name | Address (for legal entities) | ||
| + A |
|||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||
| 7) Date on which the threshold is crossed | |||
| 27/09/2021 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| 10 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||
| 9) Denominator | |||
| 246,400,000 | |||
| Please enter the denominator before filling in the data | |||
| 10) Notified details | |||
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
S | ||
| Baillie Gifford & Co | 493,062 | 2,709,290 | 1.10% | 1 | - | ||
| Baillie Gifford Overseas Limited | 15,425,907 | 21,950,826 | 8.91% | 1 | - | ||
| Subtotal | 15,918,969 | 24,660,116 | 10.01% | S | + | ||
| TOTAL | 24,660,116 | 0 | 10.01% | 0.00% |
| I | |
|---|---|
| - - |
|
| + |

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| The totals will be updated once you have clicked on |
|||||||
| TOTAL (A & B) | # of voting rights % of voting rights | ||||||
| CALCULATE | 24,660,116 | 10.01% |
| Baillie Gifford & Co is a partnership founded under Scottish law and is the parent company of Baillie Gifford Overseas Limited. Both |
|---|
| companies are investment management firms. Baillie Gifford & Co is not a controlled entity. |
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
Both Baillie Gifford & Co ("BG & Co") and Baillie Gifford Overseas Limited ("BGO", and together with BG & Co "BG") are investment managers who act under discretionary investment management agreements for their clients under which some clients give them the authority to vote those shares. In this respect, kindly note that BG entities do not operate independently and a 'BG discretionary' policy on voting is followed. Both entities act in an agency capacity and neither owns shares. The shares belong to BG's clients and are held by the clients' custodian, normally in a nominee account.
| Done at Baillie Gifford & Co, Edinburgh | ||
|---|---|---|
| On | 29/09/2021 (DD/MM/YYYY) | |
| Name & capacity James Easton, Head of Policies, Training & Regulatory Reporting | Signature |
| Signature | -DocuSigned by: GMCS |
|---|---|
| -476D430B23CB40E |
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.