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Umicore

Major Shareholding Notification Jan 9, 2019

4018_rns_2019-01-09_4215fd36-8131-4441-9b33-07501da8b76b.pdf

Major Shareholding Notification

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1) Status of the notification

2) Issuer

Name UMICORE Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights

4) Notification by

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name Address (for legal entities)
BlackRock, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01, Singapore, 79912, Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Advisors, LLC 100 Bellevue Parkway, Wilmington, DE, 19809, U.S.A.
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada
BlackRock Asset Management Deutschland AG Max-Joseph-Straße 6, Munich, 80333, Germany
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong
Kong
BlackRock Financial Management, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock Fund Advisors 400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock Institutional Trust Company, National
Association
400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K.
BlackRock Investment Management (Australia) Limited Level 37, Chilley Tower, 2 Chifley Square, Sydney NSW 2000 Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ, 8540, U.S.A.
BlackRock Japan Co., Ltd. 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
6 , Please continue entering the information in part ‼ concerning the
)persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
04/01/2019 (DD/MM/YYYY)

8) Threshold that is crossed (in %)

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9) Denominator

246,400,000

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
BlackRock, Inc. $\pmb{0}$ $\mathbf 0$ 0.00%
BlackRock (Netherlands) B.V. 32,317 32,158 0.01%
BlackRock (Singapore) Limited 14,124 11,329 0.00%
BlackRock Advisors (UK) Limited 1,192,017 290,036 0.12%
BlackRock Advisors, LLC 335,625 410,710 0.17%
BlackRock Asset Management Canada
Limited
103,655 2.131 0.00%
BlackRock Asset Management
Deutschland AG
363,285 337,199 0.14%
BlackRock Asset Management North
Asia Limited
1,133 1.752 0.00%
BlackRock Financial Management, Inc. 31,431 16,790 0.01%
BlackRock Fund Advisors 2,818,638 2.781.071 1.13%
BlackRock Institutional Trust Company,
National Association
2.929.741 2,859,156 1.16%
BlackRock International Limited 128,475 111,369 0.05%
BlackRock Investment Management
(Australia) Limited
57,963 60,565 0.02%
BlackRock Investment Management
(UK) Limited
2,181,557 866,816 0.35%
BlackRock Investment Management,
LLC
219,592 424,402 0.17%
BlackRock Japan Co., Ltd. 232,380 150,647 0.06%
Subtotal 10,641,933 8,356,131 3.39%
TOTAL 8,356,131 $\mathbf 0$ 3.39% 0.00%

Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
BlackRock Advisors (UK) Limited Securities Lent 1.047,772 0.43% physical $\blacksquare$
BlackRock Advisors, LLC Securities Lent 8,256 0.00% physical ٠
BlackRock Asset Management Canada
Limited
Securities Lent 116,424 0.05% physical $\qquad \qquad \blacksquare$
BlackRock Fund Advisors Securities Lent 16,609 0.01% physical $\blacksquare$
BlackRock Institutional Trust Company,
National Association
Securities Lent 26,085 0.01% physical ٠
BlackRock Investment Management
(UK) Limited
Securities Lent 2,725,468 1.11% physical $\blacksquare$
BlackRock Japan Co., Ltd. Securities Lent 52,000 0.02% physical $\sim$
BlackRock Institutional Trust Company,
National Association
Contract For Difference 16,464 0.01% cash $\qquad \qquad \blacksquare$
BlackRock Investment Management,
LLC.
Depositary Receipt 26 0.00% $+$
TOTAL 4,009,104 1.63%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 12,365,235 5.02%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM

Holder will cease to hold /
will hold again
voting rights as of (DD/MM/YYYY)
13) Additional information
The disclosure obligation arose due to total holdings for BlackRock, Inc. going above 5%

Done at 12 Throgmorton Avenue, London EC2N 2DL, U.K. 07/01/2019 (DD/MM/YYYY) On Signature J. Bleece Cec 8 de Name & capacity Jana Blumenstein, Director

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Name

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock HK Holdco Limited BlackRock Lux Finco S.a.r.l. BlackRock Trident Holding Company Limited BlackRock Japan Holdings GK BlackRock Japan Co., Ltd.

BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC

BlackRock, inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock Investment Management (UK) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Australia Holdco Pty. Ltd. BlackRock Investment Management (Australia) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock International Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Institutional Trust Company, National Association

BlackRock, Inc.

BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Fund Advisors

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte, Ltd. BlackBock HK Holdco Limited BlackRock Asset Management North Asia Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock Investment Management (UK) Limited BlackRock Asset Management Deutschland AG

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Canada Holdings LP BlackRock Canada Holdings ULC BlackRock Asset Management Canada Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Capital Holdings, Inc. BlackRock Advisors, LLC

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock Advisors (UK) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock (Singapore) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Cayman 1 LP BlackRock Cayman West Bay Finco Limited BlackRock Cayman West Bay IV Limited BlackRock Group Limited BlackRock Finance Europe Limited BlackRock (Netherlands) B.V.

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