AI Terminal

MODULE: AI_ANALYST
Interactive Q&A, Risk Assessment, Summarization
MODULE: DATA_EXTRACT
Excel Export, XBRL Parsing, Table Digitization
MODULE: PEER_COMP
Sector Benchmarking, Sentiment Analysis
SYSTEM ACCESS LOCKED
Authenticate / Register Log In

Umicore

Major Shareholding Notification Aug 11, 2017

4018_rns_2017-08-11_98753791-c98a-4c67-adc0-74c3fc9408bc.pdf

Major Shareholding Notification

Open in Viewer

Opens in native device viewer

FINANCIAL SERVICES AND
MARKETS AUTHORITY

$\sqrt{1 + \frac{1}{2}}$

$\ddot{}$

٠ $\overline{a}$ $\overline{\phantom{a}}$ $\overline{\phantom{a}}$ $\overline{\phantom{a}}$ Ţ $\overline{a}$ $\overline{\phantom{a}}$

$+$ $+$ $+$ $+$ $+$ $+$ $+$ $+$ $+$ $+$

$\ddot{}$

1) Status of the notification

Final

2) Issuer

Name UMICORE Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights

4) Notification by

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name Address (for legal entities)
BlackRock, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock (Netherlands) B V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01, Singapore, 79912, Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Advisors, LLC 100 Bellevue Parkway, Wilmington, DE, 19809, U.S.A.
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada
BlackRock Asset Management Deutschland AG Max-Joseph-Straße 6, Munich, 80333, Germany
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong
Kong
BlackRock Financial Management, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock Fund Advisors 400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock Institutional Trust Company, National
Association
400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K.
BlackRock Investment Management (Australia) Limited Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ, 8540, U.S.A.
BlackRock Japan Co., Ltd. 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II

7) Date on which the threshold is crossed

08/08/2017 (DD/MM/YYYY)

$\overline{\phantom{a}}$

8) Threshold that is crossed (in %)

9) Denominator

224,000,000

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
BlackRock, Inc. $\circ$ $\circ$ 0.00%
BlackRock (Netherlands) B.V. 26.810 28.236 0.01%
BlackRock (Singapore) Limited 12.704 13.772 0.01%
BlackRock Advisors (UK) Limited 976.056 1,091,472 0.49%
BlackRock Advisors, LLC 1,878,226 1,131,464 0.51%
BlackRock Asset Management Canada
Limited
111,996 86,518 0.04%
BlackRock Asset Management
Deutschland AG
297,640 307.502 0.14%
BlackRock Asset Management North
Asia Limited
14.685 1,486 0.00%
BlackRock Financial Management, Inc. 22.116 22,858 0.01%
BlackRock Fund Advisors 2,251,940 2,458,578 1.10%
BlackRock Institutional Trust Company,
National Association
2,754,132 2,719,692 1.21%
BlackRock International Limited 9.364 4,372 0.00%
BlackRock Investment Management
(Australia) Limited
82.976 68,396 0.03%
BlackRock Investment Management
(UK) Limited
1,853,181 2,026,123 0.90%
BlackRock Investment Management,
LLC
1,189,044 828.592 0.37%
BlackRock Japan Co., Ltd. 232,964 225.689 0.10%
Subtotal 11,713,834 11,014,750 4.92%
TOTAL 11,014,750 $\overline{0}$ 4.92% 0.00%

Start with "groups" of holders. Add subtotals with $\Sigma$ and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
o of voting rights Settlement
BlackRock Advisors (UK) Limited Securities Lent 246,160 0.11 3 physical
BlackRock Fund Advisors Securities Lent 11,220 $0.01\%$ physical $\rightarrow$
BlackRock Institutional Trust Company.
National Association
Securities Lent 74,414 0.03° physical
BlackRock Institutional Trust Company,
National Association
Contract For Difference 37,108 $0.02\degree$ cash
BlackRock International Limited Contract For Difference 1,232 $0.00\%$ cash
BlackRock Investment Management
(UK) Limited
Contract For Difference 26,032 $0.01\%$ cash ÷
TOTAL 396,166 0.18%

The totals will be updated once you have clicked on

$\overline{A}$ TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 11,410,916 5.09%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Please see the full chain of control in "Chain of Control" tab

12) In case of proxy voting for only one GM

Holder will cease to hold /
will hold again
(DD/MM/YYYY)
voting rights as of
13) Additional information
The disclosure obligation arose due voting rights attached to shares for BlackRock, Inc. going below 5%
Signature

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock Asia-Pac Holdco, LLC BlackRock HK Holdco Limited BlackRock Cavco Limited BlackRock Trident Holding Company Limited BlackRock Japan Holdings GK BlackRock Japan Co., Ltd.

BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Investment Management (UK) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Australia Holdco Pty. Ltd. BlackRock Investment Management (Australia) Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock International Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Institutional Trust Company, National Association

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Fund Advisors

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock Asia-Pac Holdco, LLC BlackRock HK Holdco Limited BlackRock Asset Management North Asia Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Investment Management (UK) Limited BlackRock Asset Management Deutschland AG

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Canada Holdings LP BlackRock Canada Holdings ULC BlackRock Asset Management Canada Limited

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Capital Holdings, Inc. BlackRock Advisors, LLC

BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Advisors (UK) Limited

BlackRock, Inc.

BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock (Singapore) Limited

BlackRock, Inc.

BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock (Netherlands) B.V.

Talk to a Data Expert

Have a question? We'll get back to you promptly.