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Umicore — Major Shareholding Notification 2017
Oct 6, 2017
4018_rns_2017-10-06_5abada67-9155-4f36-b321-833c2b21ac84.pdf
Major Shareholding Notification
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2) Issuer
1) Status of the notification
| Final | |
|---|---|
| Name UMICORE | |
| Identification number 0401-574-852 | |
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | 2 | + | |
|---|---|---|---|
| 4) Notification by | 0 | ||
| A parent undertaking or a controlling person | 2 | + |
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| Schroders plc | 31 Gresham Street, London EC2V 7QA | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Address (for legal entities) Name |
|||||||
|---|---|---|---|---|---|---|---|
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
3
9) Denominator
224,000,000 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
S | |
| Schroders plc | 0 | 0 | 0.00% | 1 | ||
| Schroder & Co. Limited | 0 | 14,586 | 0.01% | 1 | ||
| Schroder Investment Management Limited |
0 | 6,190,734 | 2.76% | 1 | ||
| Schroder Investment Management Australia Limited |
0 | 1,318 | 0.00% | 1 | ||
| Schroder Investment Management (Hong Kong) Limited |
0 | 112,490 | 0.05% | 1 | ||
| Schroder Investment Management North America Limited |
0 | 345,334 | 0.15% | 1 |
| - |
|---|
| - |
| - |
| - |
| - |
| - |
A +
| TOTAL | 6,747,462 | 0 | 3.01% | 0.00% | |||
|---|---|---|---|---|---|---|---|
| Subtotal | 6,747,462 | 3.01% | S | + | |||
| Schroder Investment Management (Switzerland) AG |
0 | 83,000 | 0.04% | 1 | - |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .
| After the transaction B) Equivalent financial instruments |
|||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| The totals will be updated once you have clicked on | |||||||
| TOTAL (A & B) | # of voting rights % of voting rights | ||||||
| CALCULATE | 6,747,462 | 3.01% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Schroders plc Schroder Administration Limited Schroder Wealth Holdings Limited Schroder & Co. Limited Schroders plc Schroder Administration Limited Schroder International Holdings Limited Schroder Investment Management Limited Schroders plc Schroder Administration Limited Schroder International Holdings Limited Schroder Australia Holdings PTY Limited Schroder Investment Management Australia Limited Schroders plc Schroder Administration Limited Schroder International Holdings Limited Schroder Investment Management (Hong Kong) Limited Schroders plc |
|---|
| Schroder Administration Limited |
| Schroder International Holdings Limited |
| Schroder Investment Management Limited |
| Schroder Investment Management North America Limited |
| Schroders plc |
| Schroder Administration Limited |
| Schroder International Holdings Limited |
| Schroder Investment Management (Switzerland) AG |
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of | |
13) Additional information
| Done at Gresham Street, London | |||
|---|---|---|---|
| On | 02/10/2017 (DD/MM/YYYY) | ||
| Name & capacity Tom May, Compliance Specialist | Signature |
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