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Umicore — Major Shareholding Notification 2015
Aug 17, 2015
4018_rns_2015-08-17_2bb5d4d4-1f11-4b5b-9496-9b2d8eed51dc.pdf
Major Shareholding Notification
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FORM TR-1 BE PART I
1) Status of the notification
| Name UMICORE | |
|---|---|
| Identification number 0401-574-852 |
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
4) Notification by
2) Issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
|---|---|---|---|
| BlackRock, Inc. | 55 East 52nd Street, New York, NY 10055, U.S.A. | ||
| BlackRock (Luxembourg) S.A. | 6D, Route de Trèves, Senningerberg, L-2633, Luxembourg | ||
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands | ||
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Advisors, LLC | 100 Bellevue Parkway, Wilmington, DE 19809, U.S.A. | ||
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada | ||
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6, 80333 Munich, Germany | ||
| BlackRock Asset Management Ireland Limited | International Financial Services Centre, Dublin 1, Ireland | ||
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen's Road, Cheung Kong Center, Hong Kong | ||
| BlackRock Asset Management Schweiz AG | Bahnhofstraße 54, 8001 Zurich, Switzerland | ||
| BlackRock Financial Management, Inc. | 55 East 52nd Street, New York, NY 10055, U.S.A. | ||
| BlackRock Fund Advisors | 400 Howard Street, San Francisco, CA 94105, U.S.A. | ||
| BlackRock Fund Managers Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Institutional Trust Company, National Association |
400 Howard Street, San Francisco, CA 94105, U.S.A. | ||
| BlackRock International Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street, Melbourne, VIC 3000, Australia | ||
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ 08540, U.S.A. | ||
| BlackRock Japan Co., Ltd, | Marunouchi Trust Tower Main, 1-8-3 Marunouchi Chiyoda-ku, Tokyo, 100-8217 Japan | ||
| BlackRock Life Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock (Singapore) Limited | 20 Anson Road #18-01, 079912, Singapore | ||
| iShares (DE) I Investmentaktlengesellschaft mit Teilvermögen |
Max-Joseph-Straße 6, 80333 Munich, Germany |
6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
| Name (& legal form for legal persons) |
Address (for legal persons) | |
|---|---|---|
| Please continue entering the information in part II concerning the | ||
| persons referred to in points 5 and 6 |
7) Date on which the threshold is crossed
06/08/2015 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
$\hat{\bullet}$
$\overline{\phantom{a}}$
9) Denominator
224,000,000
Please enter the denominator before filling in the data
$\frac{1}{2}$
10) Notified details
| A) Voting rights | After the transaction Previous notification |
|||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| BlackRock, Inc. | $\Omega$ | |||||
| BlackRock (Luxembourg) SA | 2,841,172 | 2,841,172 | 1.27% | |||
| BlackRock (Netherlands) BV | 65,198 | 65,198 | 0.03% | |||
| BlackRock (Singapore) Ltd | 2.846 | 2,846 | 0.00% | |||
| BlackRock Advisors (UK) Ltd | 63,998 | 63,998 | 0.03% | |||
| BlackRock Advisors, Llc | 87,566 | 87.566 | 0.04% | |||
| BlackRock Asset Management Canada Ltd |
79,070 | 79,070 | 0.04% | |||
| BlackRock Asset Management Deutschland AG |
236,692 | 237,780 | 0.11% | |||
| BlackRock Asset Management Ireland Ltd |
773,238 | 769,974 | 0.34% | |||
| BlackRock Asset Management North Asia Ltd |
1.438 | 1,438 | 0.00% | |||
| BlackRock Asset Management Schweiz AG |
1,034 | 1,034 | 0.00% | |||
| BlackRock Financial Management, Inc. | 5,710 | 5.710 | 0.00% | |||
| BlackRock Fund Advisors | 1,935,878 | 1,952,574 | 0.87% | |||
| BlackRock Fund Managers Ltd | 911,496 | 911,496 | 0.41% | |||
| BlackRock Institutional Trust Company, National Association |
2,691,960 | 2,690,128 | 1.20% | |||
| BlackRock International Ltd | 190,816 | 190,816 | 0.09% | |||
| BlackRock Investment Management (Australia) Ltd |
66,214 | 66,214 | 0.03% | |||
| BlackRock Investment Management (UK) Ltd |
151.654 | 151.654 | 0.07% | |||
| BlackRock Investment Management, Lic | 201,986 | 201,986 | 0.09% | |||
| BlackRock Japan Co., Ltd | 271,296 | 271,448 | 0.12% | |||
| BlackRock Life Ltd | 581,790 | 581,790 | 0.26% | |||
| IShares (DE) I Investmentaktiengesellschaft mit Tellvermögen |
28,252 | 28,252 | 0.01% | |||
| subtotal | 11,189,304 | 11,202,144 | 5.00% | |||
| TOTAL | 11,202,144 | 0 | 5.00% | 0.00% |
Start with "groups" of holders. Calculate subtotals and then finish with the persons.
The totals, subtotals and % will be updated once you have clicked on
The totals, subtotals and % will be updated once you have clicked
| After the transaction B) Equivalent financial instruments |
|||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | ٥ | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial linstruments) |
# of voting rights | % of voting rights | ||
|---|---|---|---|---|
| 11,202,144 | 5.00% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
Please describe, or join a diagram in attachment
BlackRock, Inc. is the utilmate controller but the legal entities detailed in section 10 above are the discretionary Investment Managers who holds
Holder
$\circ$
13) Additional information
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||||
|---|---|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
||
| B) Shares without voting rights | |||||||
| Holder | Number | ||||||
| C) Remarks | |||||||
| Done at | 12 Throgmorton Avenue, London EC2N 2DL, U.K. | ||||||
| On | 11/08/2015 | (DD/MM/YYYY) | |||||
| Name & capacity | |||||||
| Gareth Slade, Vice President | Signature | Beege. |