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Umicore — Director's Dealing 2016
Nov 15, 2016
4018_rns_2016-11-15_da101442-978c-4a9d-8491-80fc8c98301e.pdf
Director's Dealing
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| FSMA |
|---|
1) Status of the notification
| Final | ||
|---|---|---|
| Name UMICORE Identification number 0401-574-852 |
3) Reason for the notificatio
Acquisition or disposal of voting securities or voting rights
4) Notification by
2) Issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| Standard Life Investments (Holdings) Limited | 1 George Street, Edinburgh, Scotland, EH2 2LL | |
| Standard Life Investments Limited | 1 George Street, Edinburgh, Scotland, EH2 2LL | |
| Ignis Investment Services Limited | 1 George Street, Edinburgh, Scotland, EH2 2LL |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
09/11/2016 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{\phantom{a}3}$
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
| 224,000,000 |
|---|
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Standard Life Investments (Holdings) Ltd |
$0.00\%$ | ||||
| Standard Life Investments Ltd | 6,719,968 | 6,735,740 | 3.01% | ||
| IGNIS Investment Services Ltd | 333,808 | 333,808 | 0.15% | ||
| Subtotal | 7,053,776 | 7,069,548 | 3.16% |
$+$
$\pm$
| TOTA | 7,069,548 | 3.16% | 0.00% | |
|---|---|---|---|---|
| ------------- | ----------- | -- | ------- | ------- |
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the Instrument is exercised |
% of voting rights | Settlement | |
| TOTAL | $0.00\%$ | ||||||
| 69 | The totals will be updated once you have clicked on | ||||||
| TOTAL (A & B) | # of voting rights | % of voting rights |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
CALCULATE
7,069,548
3.16%
12) In case of proxy voting for only one GM
| Holder | will cease to hold / will hold again |
(DD/MM/YYYY) voting rights as of |
|---|---|---|
| 13) Additional information | ||
| The notification was triggered as a result of Standard Life Investments Limited increasing above the 3% threshold. Standard Life Investments voting rights increased to 3.007%. | ||
| Done at 1 George Street, Edinburgh, EH2 2LL | ||||
|---|---|---|---|---|
| On | 10/11/2016 (DD/MM/YYYY) | |||
| Name & capacity Matthew Todd, Service Delivery Analyst | Signature |
Transparency notification Form TR-1 BE PART II
Persons subject to the notification requirement
| Name | Address | Phone number | Contact person (for legal entities) | |
|---|---|---|---|---|
| Standard Life Investments (Holdir 1 George Street, Edinburgh, Scotland, EH2 2LL | 0131 245 6565 | GIOS_ServiceDelivery@st Gosia Hastie | ||
Mandatary
| Name | ddress | Phone number | Contact person (for legal entities) | |
|---|---|---|---|---|
| Standard Life Investments (Holdir 1 George Street, Edinburgh, Scotland. EH2 2LL | 44 (0) 13156565 GIOS_Servicedelivery@staService Delivery Team | |||
Invoicing data
| Name | ddress | Contact person (for legal entities) | |
|---|---|---|---|
| Standard Life Investments (Holdir 1 George Street, Edinburgh, Scotland, EH2 2LL | 44 (0) 13156565 GIOS_Servicedelivery@staService Delivery Team |
The personal data provided via this form will be processed by the FSMA (Congresstraat/rue du Congrès 12-14, 1000 Brussels) in accordance with the Law of 8 December 1992 on the protection of privacy as regards the processing of personal data. The FSMA processes the data in order to supervise compliance with Title II of the Law of 2 May 2007 and its implementing decrees. The processed data may, if appropriate, be communicated to third parties on the conditions referred to in Articles 74 and 75 of the Law of 2 August 2002 on the supervision of the financial sector and on financial services. Insofar as the processed data do not fall under the professional secrecy obligation of the FSMA, the natural persons whose
data are being processed have the ri