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Umh

Major Shareholding Notification Apr 7, 2024

7099_rns_2024-04-07_dc4dac51-d4e9-458a-91ce-863b5c435f2d.pdf

Major Shareholding Notification

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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person - 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Taft Brett UMH PROPERTIES, INC. UMH
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) Director
10% Owner
X Officer (give title below)
Other (specify below)
4/3/2024 EVP and COO
3499 ROUTE 9 NORTH, SUITE 3-C
(Street)
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
FREEHOLD, NJ 07728 X Form filed by One Reporting Person Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed
1. Title of Security
3. Trans. Code 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
7. Nature
6.
(Instr. 3) Execution
Date, if any
(Instr. 8) or Disposed of (D)
(Instr. 3, 4 and 5)
Following Reported Transaction(s)
(Instr. 3 and 4)
Ownership of Indirect
Form:
Beneficial
Direct (D) Ownership
or Indirect
(Instr. 4)
Code V Amount (A) or
(D)
Price (I) (Instr.
4)
4/3/2024
UMH Properties, Inc.
ટે 9,800 177 D \$15.91 97,048.95 D
UMH Properties, Inc.
4/5/2024
20,000 12
M
\$9.77
A
117,048.95 D
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2. 3. Trans. 3A. Deemed 4. Trans. 5. Number of 7. Title and Amount of
6. Date Exercisable
8. Price of 9. Number of 10. 11. Nature
Security
(Instr. 3)
Conversion
or Exercise
Price of
Derivative
Security
Date Execution
Date, if any
Code
(Instr. 8)
Derivative Securities
Acquired (A) or
and Expiration Date Securities Underlying
Derivative Security
(Instr. 3 and 4)
Derivative derivative
Security
Securities Ownership of Indirect
Form of
Beneficial
Disposed of (D)
(Instr. 3, 4 and 5)
(Instr. 5) Beneficially
Owned
Derivative
Security:
Ownership
(Instr. 4)
Date Expiration Amount or Following
Reported
Direct (D)
or Indirect
Code V (A) (D) Exercisable Date Title Number of
Shares
Transaction(s) (I) (Instr.
(Instr. 4)
4)
UMH Properties, UMH
Inc. \$15.66 3/26/2024 3/26/2034 Properties,
Inc.
50,000 50,000 D
UMH Properties, \$14.36 3/21/2024 3/21/2033 UMH
Properties,
75,000 75,000 D
Inc. Inc.
UMH Properties, \$23.81 3/28/2023 3/28/2032 UMH
Properties,
39,000 39,000 D
Inc. Inc.
UMH Properties,
Inc.
\$22.57 7/14/2022 7/14/2031 UMH
Properties,
50,000 50,000 D
Inc.
UMH
UMH Properties,
Inc.
\$9.7 3/25/2021 3/25/2030 Properties,
Inc.
50,000 50,000 D
UMH
UMH Properties,
Inc.
\$11.42 1/2/2020 1/2/2029 Properties,
mc.
40,000 40,000 D
UMH Properties, 4/2/2019 UMH
Inc. \$13.09 4/2/2028 Inc. Properties, 20,000 20,000 D
UMH Properties, \$15.04 4/4/2018 4/4/2027 UMH
Properties,
20,000 20,000 D
Inc. Inc.
UMH Properties, \$9.77 4/5/2024 M 20,000 \$22 4/5/2017 4/5/2024 UMH
Properties,
20,000 \$9.77 0 D
Inc. Inc.

Explanation of Responses:

  • (1) Shares sold to exercise stock options.
  • (2) Exercise of stock options.

Reporting Owners

Relationships
Reporting Owner Name / Address Director 10% OwnerOfficer Other
Taft Brett
3499 ROUTE 9 NORTH EVP and COOl
SUITE 3-C
FREEHOLD, NJ 07728

Signatures Nelli Madden

Nelli Madden 4/5/2024
-Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OME control number.

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