Major Shareholding Notification • Apr 7, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Taft Brett | UMH PROPERTIES, INC. UMH | ||||||||||||||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner X Officer (give title below) Other (specify below) |
|||||||||||||||||
| 4/3/2024 | EVP and COO | ||||||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3-C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | Form filed by More than One Reporting Person | |||||||||||||||||
| (City) (State) |
(Zip) | ||||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 2. Trans. Date 2A. Deemed 1. Title of Security |
3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned 7. Nature 6. |
||||||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
Beneficial | |||||||||||||
| Direct (D) Ownership or Indirect |
(Instr. 4) | ||||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
||||||||||||||
| 4/3/2024 UMH Properties, Inc. |
ટે | 9,800 177 | D | \$15.91 | 97,048.95 | D | |||||||||||||
| UMH Properties, Inc. 4/5/2024 |
20,000 12 M \$9.77 A |
117,048.95 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed 4. Trans. | 5. Number of | 7. Title and Amount of 6. Date Exercisable |
8. Price of 9. Number of 10. | 11. Nature | ||||||||||||
| Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
Date | Execution Date, if any |
Code (Instr. 8) |
Derivative Securities Acquired (A) or |
and Expiration Date | Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security |
Securities | Ownership of Indirect Form of |
Beneficial | ||||||||
| Disposed of (D) (Instr. 3, 4 and 5) |
(Instr. 5) | Beneficially Owned |
Derivative Security: |
Ownership (Instr. 4) |
|||||||||||||||
| Date | Expiration | Amount or | Following Reported |
Direct (D) or Indirect |
|||||||||||||||
| Code | V | (A) | (D) | Exercisable Date | Title | Number of Shares |
Transaction(s) (I) (Instr. (Instr. 4) |
4) | |||||||||||
| UMH Properties, | UMH | ||||||||||||||||||
| Inc. | \$15.66 | 3/26/2024 3/26/2034 | Properties, Inc. |
50,000 | 50,000 | D | |||||||||||||
| UMH Properties, | \$14.36 | 3/21/2024 3/21/2033 | UMH Properties, |
75,000 | 75,000 | D | |||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | \$23.81 | 3/28/2023 3/28/2032 | UMH Properties, |
39,000 | 39,000 | D | |||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, |
50,000 | 50,000 | D | |||||||||||||
| Inc. UMH |
|||||||||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | Properties, Inc. |
50,000 | 50,000 | D | |||||||||||||
| UMH | |||||||||||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | Properties, mc. |
40,000 | 40,000 | D | ||||||||||||
| UMH Properties, | 4/2/2019 | UMH | |||||||||||||||||
| Inc. | \$13.09 | 4/2/2028 | Inc. | Properties, | 20,000 | 20,000 | D | ||||||||||||
| UMH Properties, | \$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, |
20,000 | 20,000 | D | ||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | \$9.77 | 4/5/2024 | M | 20,000 \$22 | 4/5/2017 | 4/5/2024 | UMH Properties, |
20,000 | \$9.77 | 0 | D | ||||||||
| Inc. | Inc. |
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address Director 10% OwnerOfficer | Other | ||||||
| Taft Brett | |||||||
| 3499 ROUTE 9 NORTH | EVP and COOl | ||||||
| SUITE 3-C | |||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 4/5/2024 | |||
|---|---|---|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OME control number.
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