Major Shareholding Notification • Apr 13, 2024
Major Shareholding Notification
Open in ViewerOpens in native device viewer

□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Carus Jeffrey A | UMH PROPERTIES, INC. [ UMH ] | |||||||||||||||||
| (Last) | (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
|||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2024 | |||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | |||||||||||||||||
| (City) (Zip) (State) |
Form filed by More than One Reporting Person | |||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership of Indirect Form: Direct (D) or Indirect |
7. Nature Beneficial Ownership (Instr. 4) |
||||||||||||
| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
|||||||||||||
| UMH Properties, Inc. | 21,911.89 11 | D | ||||||||||||||||
| UMH Properties, Inc. | 515.16 (2) | I | Custodial account for Son, Daniel |
|||||||||||||||
| UMH Properties, Inc. | 413.85 (3) | I | Custodial account for Son, Ethan |
|||||||||||||||
| UMH Properties, Inc. (Preferred D) | 500 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date Security |
3A. Deemed 4. Trans. Execution Date, if any |
5. Number of (Instr. 8) Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Security (Instr. 5) |
8. Price of 9. Number of 10. derivative Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Security: |
11. Nature Beneficial Ownership (Instr. 4) |
||||||||
| V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
Direct (D) or Indirect 4) |
||||||||||
| UMH Properties, Inc. |
\$15.8 | 1/10/2025 | 1/10/2034 | UMH Properties, Inc. |
11,000 | 11,000 | D | |||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
(1) Includes 280.09 shares acquired through dividend reinvestment on 3/15/24.
(2) Includes 5.98 shares acquired through dividend reinvestment on 3/15/24.
(3) Includes 5.07 shares acquired through dividend reinvestment on 3/15/24.
| Reporting Owner Name / Address | Relationships | ||||
|---|---|---|---|---|---|
| Director 10% Owner Officer Other |
| Carus Jeffrev A 3499 ROUTE 9 NORTH. SUITE 3C FREEHOLD, N.I 07728 |
|||||
|---|---|---|---|---|---|
| -- | ------------------------------------------------------------------------ | -- | -- | -- | -- |
| Nelli Madden | 4/12/2024 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information ontained in this form are not required to respond unless the form displays a currently valid OMB control number.
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.