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Umh

Major Shareholding Notification Apr 13, 2024

7099_rns_2024-04-13_12827789-05c0-46ad-b103-befbb576056e.pdf

Major Shareholding Notification

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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person - 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Carus Jeffrey A UMH PROPERTIES, INC. [ UMH ]
(Last) (Middle)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
10% Owner
Officer (give title below)
Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 3/15/2024
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
FREEHOLD, NJ 07728 X Form filed by One Reporting Person
(City)
(Zip)
(State)
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
or Disposed of (D)
(Instr. 3, 4 and 5)
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership of Indirect
Form:
Direct (D)
or Indirect
7. Nature
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price (I) (Instr.
4)
UMH Properties, Inc. 21,911.89 11 D
UMH Properties, Inc. 515.16 (2) I Custodial
account
for Son,
Daniel
UMH Properties, Inc. 413.85 (3) I Custodial
account
for Son,
Ethan
UMH Properties, Inc. (Preferred D) 500 D
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
Security
3A. Deemed 4. Trans.
Execution
Date, if any
5. Number of
(Instr. 8)
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable
Derivative Securities and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Derivative
Security
(Instr. 5)
8. Price of 9. Number of 10.
derivative
Securities
Beneficially
Owned
Following
Ownership of Indirect
Form of
Derivative
Security:
11. Nature
Beneficial
Ownership
(Instr. 4)
V (A) (D) Date
Exercisable Date
Expiration Title Amount or
Number of
Shares
Reported
Transaction(s) (I) (Instr.
(Instr. 4)
Direct (D)
or Indirect
4)
UMH Properties,
Inc.
\$15.8 1/10/2025 1/10/2034 UMH
Properties,
Inc.
11,000 11,000 D
UMH Properties,
Inc.
\$14.36 3/21/2024 3/21/2033 UMH
Properties,
Inc.
10,000 10,000 D

Explanation of Responses:

(1) Includes 280.09 shares acquired through dividend reinvestment on 3/15/24.

(2) Includes 5.98 shares acquired through dividend reinvestment on 3/15/24.

(3) Includes 5.07 shares acquired through dividend reinvestment on 3/15/24.

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Carus Jeffrev A
3499 ROUTE 9 NORTH. SUITE 3C
FREEHOLD, N.I 07728
-- ------------------------------------------------------------------------ -- -- -- --

Signatures

Nelli Madden 4/12/2024
-Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information ontained in this form are not required to respond unless the form displays a currently valid OMB control number.

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