Major Shareholding Notification • Apr 18, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||||||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |||||||||
| (Last) (First) |
(Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | Director x |
10% Owner | ||||||
| X Officer (give title below) | Other (specify below) | |||||||||
| 3499 ROUTE 9 N STE 3-C | 3/15/2024 | EVP and CFO | ||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||
| FREEHOLD, NJ 07728 (City) (State) |
(Zip) | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) (A) or |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
7. Nature Ownership of Indirect Beneficial Form: Direct (D) Ownership or Indirect (Instr. 4) (I) (Instr. |
| Code | V Amount (D) | (A) or | Price | (I) (Instr. | ||||
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | 1,032,084.87 -11 | |||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 3) |
2 Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Security (Instr. 5) |
8. Price of 9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$15.66 | 3/26/2025 | 3/26/2034 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39,000 | 39,000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
20,000 | 20,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.9 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10,000 | 10,000 | D |
(1) Includes 1,669.96 shares acquired through dividend reinvestment on 3/15/24, and 49,094 shares held in 401(k) as of 3/15/24.
| Reporting Owner Name / Address - | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | |||||||
| CHEW ANNA T 3499 ROUTE 9 N STE 3-C |
X | EVP and CFO | ||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 4/17/2024 | |||
|---|---|---|---|---|
| ** -Signature of Renorting Person |
Date |
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* = If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
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