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Umh — Major Shareholding Notification 2024
Apr 24, 2024
7099_rns_2024-04-24_2aec92c9-86b4-4426-aa07-e9ff2caec733.pdf
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY SAMUELA | UMH PROPERTIES, INC. UMH | ||||||||||||||||||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner X Director |
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| 3499 ROUTE 9 NORTH, STE 3C | 3/15/2024 | X Officer (give title below) Other (specify below) President and CEO |
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| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | |||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1.Title of Security 2. Trans. Date (Instr. 3) |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | ||||||||||||||||
| or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | Ownership Indirect | Beneficial | |||||||||||||||||
| or Indirect | Direct (D) Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
||||||||||||||||
| UMH Properties, Inc. | 1,179,765.32 11 | D | |||||||||||||||||||
| UMH Properties, Inc. | 10,988.33 (2) | I | Held by Spouse |
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| UMH Properties, Inc. | 44,166.97 3 | I | Held with Spouse |
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| UMH Properties, Inc. | The Landy 46,279.43 42 I Trust |
2022 Family | |||||||||||||||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL |
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| Grandchildren Fund LLC |
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| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||
| 1. Title of Derivate Security |
2. Conversion |
3. Trans. Date |
Execution | 3A. Deemed 4. Trans. Code |
5. Number of Derivative Securities and Expiration Date |
6. Date Exercisable | 7. Title and Amount of 8. Price of 9. Number of 10. Securities Underlying Derivative derivative |
Ownership of Indirect | 11. Nature | ||||||||||||
| (Instr. 3) | or Exercise Price of Derivative Security |
Date, if any | (Instr. 8) | Acquired (A) or Disposed of (D) |
Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
Securities Beneficially |
Form of Derivative |
Beneficial Ownership |
||||||||||||
| (Instr. 3, 4 and 5) | Owned Following |
Security: Direct (D) |
(Instr. 4) | ||||||||||||||||||
| Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported (Instr. 4) |
or Indirect Transaction(s) (I) (Instr. 4) |
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| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | ||||||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50,000 | D 50,000 |
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| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, 50,000 Inc. |
50,000 | D | |||||||||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 1/19/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D |
Explanation of Responses:
(1) Includes 2,087.51 shares acquired through dividend reinvestment on 3/15/24, and 89,034 shares held in 401(k) as of 3/15/24.
(2) Includes 11.12 shares acquired through dividend reinvestment on 3/15/24.
- (3) Includes 17.28 shares acquired through dividend reinvestment on 3/15/24.
- (4) Includes 618.87 shares acquired through dividend reinvestment on 3/15/24.
Reporting Owners
| Reporting Owner Name / Address - | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | ||||||||
| LANDY SAMUEL A 3499 ROUTE 9 NORTH STE 3C FREEHOLD. NJ 07728 |
X | President and CEO |
Signatures
| Nelli Madden | 4/22/2024 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* = If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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