Major Shareholding Notification • Apr 24, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY SAMUELA | UMH PROPERTIES, INC. UMH | ||||||||||||||||||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner X Director |
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| 3499 ROUTE 9 NORTH, STE 3C | 3/15/2024 | X Officer (give title below) Other (specify below) President and CEO |
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| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | |||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1.Title of Security 2. Trans. Date (Instr. 3) |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | ||||||||||||||||
| or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | Ownership Indirect | Beneficial | |||||||||||||||||
| or Indirect | Direct (D) Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
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| UMH Properties, Inc. | 1,179,765.32 11 | D | |||||||||||||||||||
| UMH Properties, Inc. | 10,988.33 (2) | I | Held by Spouse |
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| UMH Properties, Inc. | 44,166.97 3 | I | Held with Spouse |
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| UMH Properties, Inc. | The Landy 46,279.43 42 I Trust |
2022 Family | |||||||||||||||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL |
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| Grandchildren Fund LLC |
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| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||
| 1. Title of Derivate Security |
2. Conversion |
3. Trans. Date |
Execution | 3A. Deemed 4. Trans. Code |
5. Number of Derivative Securities and Expiration Date |
6. Date Exercisable | 7. Title and Amount of 8. Price of 9. Number of 10. Securities Underlying Derivative derivative |
Ownership of Indirect | 11. Nature | ||||||||||||
| (Instr. 3) | or Exercise Price of Derivative Security |
Date, if any | (Instr. 8) | Acquired (A) or Disposed of (D) |
Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
Securities Beneficially |
Form of Derivative |
Beneficial Ownership |
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| (Instr. 3, 4 and 5) | Owned Following |
Security: Direct (D) |
(Instr. 4) | ||||||||||||||||||
| Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported (Instr. 4) |
or Indirect Transaction(s) (I) (Instr. 4) |
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| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | ||||||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50,000 | D 50,000 |
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| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, 50,000 Inc. |
50,000 | D | |||||||||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 1/19/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D |
(1) Includes 2,087.51 shares acquired through dividend reinvestment on 3/15/24, and 89,034 shares held in 401(k) as of 3/15/24.
(2) Includes 11.12 shares acquired through dividend reinvestment on 3/15/24.
| Reporting Owner Name / Address - | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | ||||||||
| LANDY SAMUEL A 3499 ROUTE 9 NORTH STE 3C FREEHOLD. NJ 07728 |
X | President and CEO |
Signatures
| Nelli Madden | 4/22/2024 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* = If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of intis form are not required to respond unless the form displays a currently valid OMB control number.
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