Major Shareholding Notification • Sep 29, 2024
Major Shareholding Notification
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Section 16. Form 4 or Form 5 obligations may continue. See
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Instruction 1(b).
See Instruction 10.
X
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB Number: 3235-0287 Estimated average burden
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|
| LANDY SAMUEL A |
X Director 10% Owner |
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| Officer (give title Other (specify X below) below) |
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| (Last) (First) (Middle) 3499 ROUTE 9 NORTH STE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 09/16/2024 |
President and CEO |
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| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| FREEHOLD NJ 07728 |
X Form filed by One Reporting Person |
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| (City) (State) (Zip) |
Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
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| UMH Properties, Inc. | 1,154,825.85(1) | D | |||||||||
| UMH Properties, Inc. | 11,009.75(2) | I | Held by Spouse |
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| UMH Properties, Inc. | 44,200.25(3) | I | Held with Spouse |
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| UMH Properties, Inc. | 47,471.71(4) | I | The Landy 2022 Family Trust |
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| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/2019 | 04/02/2028 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 04/04/2018 | 04/04/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, |
\$14.25 | 01/19/2018 | 01/19/2027 | UMH Properties, |
50,000 | 50,000 | D |
OMB APPROVAL
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of (A) or of (D) and 5) |
Derivative Securities Acquired Disposed (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Inc. | Inc. |
Includes 3,437.86 shares acquired through dividend reinvestment on 9/16/24, and 91,899 shares held in 401(k) as of 9/16/24.
Includes 9.3 shares acquired through dividend reinvestment on 9/16/24.
Includes 14.45 shares acquired through dividend reinvestment on 9/16/24.
Includes 517.7 shares acquired through dividend reinvestment on 9/16/24.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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