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Umh

Major Shareholding Notification Jan 26, 2023

7099_rns_2023-01-26_c9abf93c-0a6d-431f-ac2d-36db59183fe7.pdf

Major Shareholding Notification

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[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY SAMUELA UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
_____ 10% Owner
X Officer (give title below)
_____ Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 1/25/2023 President and CEO
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans.
Date
2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
(Instr. 3, 4 and 5) 4. Securities Acquired (A)
or Disposed of (D)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 790829.99 D
UMH Properties, Inc. 10404.38 I Held by
Spouse
UMH Properties, Inc. 44080.14 I Held with
Spouse
UMH Properties, Inc. 43169.34 I The Landy
2022 Family
Trust
UMH Properties, Inc. (1)
0
I Sam Landy
Family Ltd.
Partnership
UMH Properties, Inc., 48000 I Co-Manager
of EWL
Grandchildren
Fund LLC

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Derivative Securities 6. Date Exercisable
7. Title and Amount of
and Expiration Date
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$15.04 4/4/2018 4/4/2027 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$14.25 1/19/2018 1/19/2027 UMH
Properties,
Inc.
50000 50000 D

Explanation of Responses:

(1) Mr. Landy is no longer a general partner of Sam Landy Family LTD. Partnership, and accordingly shares owned by Sam Landy Family LTD. Partnership are no longer deemed beneficially owned by Mr. Landy.

Reporting Owners

Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY SAMUELA
3499 ROUTE 9 NORTH, SUITE 3C X President and CEO
FREEHOLD, NJ 07728
Signatures
------------

Nelli Madden 1/25/2023 \\Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY EUGENE W UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
_____ 10% Owner
X Officer (give title below)
_____ Other (specify below)
Chairman of the Board
3499 RT. 9 NORTH,
SUITE 3-C
1/25/2023
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans.
Date
2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
(Instr. 3, 4 and 5) 4. Securities Acquired (A)
or Disposed of (D)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 904146.044 D
UMH Properties, Inc. 112849 I The
Sheltered
Family
Trust
UMH Properties, Inc. 122880 I Eugene W.
and Gloria
Landy
Family
Foundation
UMH Properties, Inc. (1)
0
I Juniper
Plaza
Associates
UMH Properties, Inc. (2)
0
I Windsor
Industrial
Park
Associates
UMH Properties, Inc. 172607.725 I Landy
Investments
UMH Properties, Inc. 33561.288 I Landy &
Landy
Employees'
Pension
Plan
UMH Properties, Inc. 42912.51 I Landy &
Landy
Employees'
Profit
Sharing
Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$18.52 9/9/2023 9/9/2032 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$9.70 3/25/2021 3/25/2030 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$13.90 4/2/2020 4/2/2029 UMH
Properties,
Inc.
100000 100000 D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$15.04 4/4/2018 4/4/2027 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$9.77 4/5/2017 4/5/2024 UMH
Properties,
Inc.
100000 100000 D

Explanation of Responses:

  • (1) Mr. Landy is no longer a general partner of Juniper Plaza Associates, and accordingly shares owned by Juniper Plaza Associates are no longer deemed beneficially owned by Mr. Landy.
  • (2) Mr. Landy is no longer a general partner of Windsor Industrial Park Associates, and accordingly shares owned by Windsor Industrial Park Associates are no longer deemed beneficially owned by Mr. Landy.

Reporting Owners

Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY EUGENE W
3499 RT. 9 NORTH X Chairman of the Board
SUITE 3-C
FREEHOLD, NJ 07728

Signatures

Eugene W. Landy 1/25/2023
----------------- -----------

\\Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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