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Umh — Major Shareholding Notification 2023
Jan 26, 2023
7099_rns_2023-01-26_4cedea94-ac11-459b-81f2-8f8b5e50bef1.pdf
Major Shareholding Notification
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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Date of Event Requiring Statement (MM/DD/YYYY) |
3. Issuer Name and Ticker or Trading Symbol | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY DANIEL O. | 1/25/2023 | UMH PROPERTIES, INC. [UMH] | ||||||||||
| (Last) (First) (Middle) |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | |||||||||||
| 3499 RT. 9 NORTH, SUITE 3C _____ Director |
_____ 10% Owner | |||||||||||
| X Officer (give title below) | President of OZ Fund and EVP / | _____ Other (specify below) | ||||||||||
| (Street) FREEHOLD, NJ 07728 |
5. If Amendment, Date Original Filed(MM/DD/YYYY) |
6. Individual or Joint/Group Filing(Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||||
| (City) (State) |
(Zip) | |||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
| 1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|||||||||
| UMH Properties, Inc. | 68476.38 | D | ||||||||||
| UMH Properties, Inc. | 43169.34 | I | The Landy 2022 Family Trust | |||||||||
| UMH Properties, Inc. | 37903 | I | Juniper Plaza Associates, LTD. | |||||||||
| UMH Properties, Inc. | 23670 | I | Windsor Industrial Park Associates, LTD. |
|||||||||
| UMH Properties, Inc. | (1) 16220 |
I | Samuel Landy Family LTD Partnership |
|||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||
| 1. Title of Derivate Security (Instr. 4) |
2. Date Exercisable and Expiration Date (MM/DD/YYYY) |
(Instr. 4) | 3. Title and Amount of Securities Underlying Derivative Security |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative Security: |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Security | Direct (D) or Indirect (I) (Instr. 5) |
|||||||
| UMH Properties, Inc. | 3/28/2023 | 3/28/2032 | Inc. | UMH Properties, |
78100 | \$23.81 | D | |||||
| UMH Properties, Inc. | 7/14/2022 | 7/14/2031 | Inc. | UMH Properties, |
100000 | \$22.57 | D | |||||
| UMH Properties, Inc. | 3/25/2021 | 3/25/2030 | UMH Properties, 80000 Inc. |
\$9.70 | D | |||||||
| UMH Properties, Inc. | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100000 | \$13.90 | D | ||||||
| UMH |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 4) |
2. Date Exercisable and Expiration Date (MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Security | |||||
| UMH Properties, Inc. | 12/10/2019 | 12/10/2028 | Properties, Inc. |
25000 | \$12.94 | D | |||
| UMH Properties, Inc. | 7/9/2019 | 7/9/2028 | UMH Properties, Inc. |
10000 | \$15.75 | D | |||
| UMH Properties, Inc. | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1000 | \$13.09 | D |
Explanation of Responses:
(1) Mr. Landy disclaims any beneficial interest in the shares except to the extent he has a pecuniary interest.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director10% OwnerOfficer | Other | ||||||
| LANDY DANIEL O. | ||||||||
| 3499 RT. 9 NORTH | President of OZ Fund and EVP | |||||||
| SUITE 3C | ||||||||
| FREEHOLD, NJ 07728 |
Signatures
Nelli Madden 1/25/2023
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.