Major Shareholding Notification • Jan 26, 2023
Major Shareholding Notification
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Date of Event Requiring Statement (MM/DD/YYYY) |
3. Issuer Name and Ticker or Trading Symbol | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY DANIEL O. | 1/25/2023 | UMH PROPERTIES, INC. [UMH] | ||||||||||
| (Last) (First) (Middle) |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | |||||||||||
| 3499 RT. 9 NORTH, SUITE 3C _____ Director |
_____ 10% Owner | |||||||||||
| X Officer (give title below) | President of OZ Fund and EVP / | _____ Other (specify below) | ||||||||||
| (Street) FREEHOLD, NJ 07728 |
5. If Amendment, Date Original Filed(MM/DD/YYYY) |
6. Individual or Joint/Group Filing(Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||||
| (City) (State) |
(Zip) | |||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
| 1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|||||||||
| UMH Properties, Inc. | 68476.38 | D | ||||||||||
| UMH Properties, Inc. | 43169.34 | I | The Landy 2022 Family Trust | |||||||||
| UMH Properties, Inc. | 37903 | I | Juniper Plaza Associates, LTD. | |||||||||
| UMH Properties, Inc. | 23670 | I | Windsor Industrial Park Associates, LTD. |
|||||||||
| UMH Properties, Inc. | (1) 16220 |
I | Samuel Landy Family LTD Partnership |
|||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||
| 1. Title of Derivate Security (Instr. 4) |
2. Date Exercisable and Expiration Date (MM/DD/YYYY) |
(Instr. 4) | 3. Title and Amount of Securities Underlying Derivative Security |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative Security: |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Security | Direct (D) or Indirect (I) (Instr. 5) |
|||||||
| UMH Properties, Inc. | 3/28/2023 | 3/28/2032 | Inc. | UMH Properties, |
78100 | \$23.81 | D | |||||
| UMH Properties, Inc. | 7/14/2022 | 7/14/2031 | Inc. | UMH Properties, |
100000 | \$22.57 | D | |||||
| UMH Properties, Inc. | 3/25/2021 | 3/25/2030 | UMH Properties, 80000 Inc. |
\$9.70 | D | |||||||
| UMH Properties, Inc. | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100000 | \$13.90 | D | ||||||
| UMH |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 4) |
2. Date Exercisable and Expiration Date (MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Security | |||||
| UMH Properties, Inc. | 12/10/2019 | 12/10/2028 | Properties, Inc. |
25000 | \$12.94 | D | |||
| UMH Properties, Inc. | 7/9/2019 | 7/9/2028 | UMH Properties, Inc. |
10000 | \$15.75 | D | |||
| UMH Properties, Inc. | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1000 | \$13.09 | D |
(1) Mr. Landy disclaims any beneficial interest in the shares except to the extent he has a pecuniary interest.
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director10% OwnerOfficer | Other | ||||||
| LANDY DANIEL O. | ||||||||
| 3499 RT. 9 NORTH | President of OZ Fund and EVP | |||||||
| SUITE 3C | ||||||||
| FREEHOLD, NJ 07728 |
Nelli Madden 1/25/2023
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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