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Umh

Major Shareholding Notification Mar 16, 2023

7099_rns_2023-03-16_60b5c058-2920-4b48-b828-6b91c951fae9.pdf

Major Shareholding Notification

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY DANIEL O. UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) _ Director
10% Owner
_X
Officer (give title below)
_____ Other (specify below)
3499 RT. 9 NORTH,
SUITE 3C
3/15/2023 President of OZ Fund and EVP
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
3. Trans. Code
4. Securities Acquired (A)
(Instr. 8)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 3/15/2023 P 70.18 (1) A \$14.250 68604.53 D
UMH Properties, Inc. 43169.34 I The Landy
2022 Family
Trust
UMH Properties, Inc. 37903 I Juniper
Plaza
Associates,
LTD.
UMH Properties, Inc. 23670 I Windsor
Industrial
Park
Associates,
LTD.
UMH Properties, Inc. 16220 I Samuel
Landy
Family LTD
Partnership

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed
4. Trans.
Execution
Code
Date, if any
(Instr. 8)
(D)
Derivative 5. Number of
6. Date Exercisable and
Expiration Date
Securities Acquired
(A) or Disposed of
(Instr. 3, 4 and 5)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
10.
Ownership
Form of
Derivative
Security:
Direct (D)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$23.81 3/28/2023 3/28/2032 UMH
Properties,
Inc.
78100 78100 D
UMH Properties,
Inc.
\$22.57 7/14/2022 7/14/2031 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$9.70 3/25/2021 3/25/2030 UMH
Properties,
Inc.
80000 80000 D
UMH Properties,
Inc.
\$13.90 4/2/2020 4/2/2029 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$12.94 12/10/2019 12/10/2028 UMH
Properties,
Inc.
25000 25000 D
UMH Properties,
Inc.
\$15.75 7/9/2019 7/9/2028 UMH
Properties,
Inc.
10000 10000 D
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
1000 1000 D

Explanation of Responses:

(1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.

Reporting Owners
Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY DANIEL O.
3499 RT. 9 NORTH
SUITE 3C President of OZ Fund and EVP
FREEHOLD, NJ 07728

Signatures

Nelli Madden 3/16/2023 \\Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Mitchell William Edward UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
_____ 10% Owner
_ Officer (give title below)
___ Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 3/15/2023
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
FREEHOLD,
NJ
07728
(City)
(State)
(Zip)
_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
3. Trans. Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 3/15/2023 P 70.18 (1) A \$14.250 13013.41 D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate 2. 3. Trans. 3A. Deemed 4. Trans. Code 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price of 9. Number of 10. 11. Nature
Security Conversion Date Execution (Instr. 8) Derivative Securities and Expiration Date Securities Underlying Derivative derivative Ownership of Indirect
(Instr. 3) or Exercise Date, if any Acquired (A) or Derivative Security Security Securities Form of Beneficial
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Beneficially Derivative Ownership
Derivative (Instr. 3, 4 and 5) Owned Security: (Instr. 4)
Security Following Direct (D)
Reported or Indirect
Date Expiration Title Amount or Number of Transaction(s) (I) (Instr.
Code V (A) (D) Exercisable Date Shares (Instr. 4) 4)

Explanation of Responses:

(1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.

Reporting Owners

Reporting Owner Name / Address
Mitchell William Edward
3499 ROUTE 9 NORTH, SUITE 3C
FREEHOLD, NJ 07728
Relationships
Director10% OwnerOfficerOther
X

Signatures

Nelli Madden 3/16/2023

\\Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4
-------- --

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY SAMUELA UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
_____ 10% Owner
X Officer (give title below)
_____ Other (specify below)
President and CEO
3499 ROUTE 9 NORTH, SUITE 3C 3/15/2023
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
3. Trans. Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 3/15/2023 P 70.18 (1) A \$14.250 790958.14 D
UMH Properties, Inc. 3/15/2023 P 70.18 (2) A \$14.250 10532.53 I Held by
Spouse
UMH Properties, Inc. 44080.14 I Held with
Spouse
UMH Properties, Inc. 43169.34 I The Landy
2022 Family
Trust
UMH Properties, Inc., 48000 I Co-Manager
of EWL
Grandchildren
Fund LLC

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
6. Date Exercisable
Derivative Securities
and Expiration Date
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$15.04 4/4/2018 4/4/2027 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$14.25 1/19/2018 1/19/2027 UMH
Properties,
Inc.
50000 50000 D

Explanation of Responses:

  • (1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.
  • (2) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.

Reporting Owners

Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY SAMUELA
3499 ROUTE 9 NORTH, SUITE 3C X President and CEO
FREEHOLD, NJ 07728
Nelli Madden 3/16/2023
**Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4
-------- --

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY SAMUELA UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) X Director
_____ 10% Owner
X Officer (give title below)
_____ Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 3/15/2023 President and CEO
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
3. Trans. Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 3/15/2023 P 70.18 (1) A \$14.250 790958.14 D
UMH Properties, Inc. 3/15/2023 P 70.18 (2) A \$14.250 10532.53 I Held by
Spouse
UMH Properties, Inc. 44080.14 I Held with
Spouse
UMH Properties, Inc. 43169.34 I The Landy
2022 Family
Trust
UMH Properties, Inc., 48000 I Co-Manager
of EWL
Grandchildren
Fund LLC

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$15.04 4/4/2018 4/4/2027 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$14.25 1/19/2018 1/19/2027 UMH
Properties,
Inc.
50000 50000 D

Explanation of Responses:

  • (1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.
  • (2) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2023.

Reporting Owners

Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY SAMUELA
3499 ROUTE 9 NORTH, SUITE 3C X President and CEO
FREEHOLD, NJ 07728
Nelli Madden 3/16/2023
**Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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