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Umh Major Shareholding Notification 2023

Mar 22, 2023

7099_rns_2023-03-22_fafa9b19-9fdb-47ba-aa03-d3d4c5bb41cb.pdf

Major Shareholding Notification

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☐ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY DANIEL O. UMH PROPERTIES, INC. [ UMH ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY) _ Director
10% Owner
_X
Officer (give title below)
_____ Other (specify below)
3499 ROUTE 9 NORTH,
SUITE 3C
3/20/2023 President of OZ Fund and EVP
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
FREEHOLD,
NJ
07728
_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan
that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
3. Trans. Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
5. Amount of Securities Beneficially Owned 6.
Ownership
Form:
Direct (D)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price or Indirect
(I) (Instr.
4)
(Instr. 4)
UMH Properties, Inc. 68604.53 D
UMH Properties, Inc. 43169.34 I The Landy
2022 Family
Trust
UMH Properties, Inc. 37903 I Juniper
Plaza
Associates,
LTD.
UMH Properties, Inc. 16220 I Samuel
Landy
Family LTD
Partnership
UMH Properties, Inc. 3/20/2023 P 1000 (1) A \$14 24670 I Windsor
Industrial
Park
Associates,
LTD.
UMH Properties, Inc. (Preferred D) 3/20/2023 P 900 (2) A \$21.21 900 I Windsor
Industrial
Park
Associates,
LTD.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Derivative
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
6. Date Exercisable and
Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
10.
Ownership
Form of
Derivative
Security:
Direct (D)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$23.81 3/28/2023 3/28/2032 UMH
Properties,
Inc.
78100 78100 D
UMH Properties,
Inc.
\$22.57 7/14/2022 7/14/2031 UMH
Properties,
Inc.
100000 100000 D
UMH Properties,
Inc.
\$9.7 3/25/2021 3/25/2030 UMH
Properties,
Inc.
80000 80000 D
UMH Properties,
Inc.
\$13.9 4/2/2020 4/2/2029 UMH
Properties,
Inc.
100000 100000 D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed
Execution
Date, if any
4. Trans.
Code
(Instr. 8)
5. Number of
Derivative
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
Expiration Date 6. Date Exercisable and 7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
10.
11. Nature
Ownership
of Indirect
Form of
Beneficial
Derivative
Ownership
Security:
(Instr. 4)
Direct (D)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$12.94 12/10/2019 12/10/2028 UMH
Properties,
Inc.
25000 25000 D
UMH Properties,
Inc.
\$15.75 7/9/2019 7/9/2028 UMH
Properties,
Inc.
10000 10000 D
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
1000 1000 D

Explanation of Responses:

(1) Purchase of shares.

(2) Purchase of shares.

Reporting Owners

Reporting Owner Name / Address Relationships
Director10% OwnerOfficer Other
LANDY DANIEL O.
3499 ROUTE 9 NORTH
SUITE 3C
President of OZ Fund and EVP
FREEHOLD, NJ 07728

Signatures

/s/ Nelli Madden 3/22/2023

\\Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.