Major Shareholding Notification • Mar 20, 2022
Major Shareholding Notification
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(Statement of Changes in Beneficial Ownership)
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
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[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Mitchell William Edward | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) |
| l. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/15/2022 | 42.78 12 | \$23.375 | 9321.76 (2) | D |
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise IPrice of Derivative Security |
3 Trans. Date |
3A. Deemed 14. Trans. Code 15. Number of Execution Date, if any |
(Instr. 8) | 16. Date Exercisable Derivative Securities Jand Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
17. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Security: Direct (D) |
11. Nature Beneficial Derivative Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | A) | (D) | Date Exercisable Date |
Expiration | I itle | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
(1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 3/15/2022.
(2) Includes 78.72 shares acquired through dividend reinvestment on 3/15/22.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| Mitchell William Edward | |||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | ||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 3/16/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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